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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
126
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$5.71M 0.17%
123,511
-5,861
-5% -$270K
MDT icon
127
Medtronic
MDT
$108B
$5.7M 0.17%
65,423
-21,426
-25% -$1.83M
DIS icon
128
Walt Disney
DIS
$168B
$5.66M 0.17%
46,240
-1,037
-2% -$108K
KO icon
129
Coca-Cola
KO
$362B
$5.64M 0.17%
92,077
-7,274
-7% -$437K
SO icon
130
Southern Company
SO
$109B
$5.61M 0.17%
78,164
+1,106
+1% +$76.3K
HYLS icon
131
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$5.58M 0.17%
135,424
-49,682
-27% -$2.05M
SNOV icon
132
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$5.57M 0.17%
256,139
+84,559
+49% +$1.79M
CGCP icon
133
Capital Group Core Plus Income ETF
CGCP
$8.39B
$5.53M 0.16%
246,056
+22,225
+10% +$500K
BND icon
134
Vanguard Total Bond Market
BND
$158B
$5.52M 0.16%
75,902
+3,053
+4% +$222K
IEFA icon
135
iShares Core MSCI EAFE ETF
IEFA
$188B
$5.49M 0.16%
73,965
-24,073
-25% -$1.71M
NEE icon
136
NextEra Energy
NEE
$185B
$5.49M 0.16%
85,911
-9,791
-10% -$574K
PFF icon
137
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.36M 0.16%
166,314
+22,141
+15% +$706K
RSP icon
138
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$5.33M 0.16%
31,436
-11,686
-27% -$1.88M
SYK icon
139
Stryker
SYK
$129B
$5.23M 0.16%
14,607
+433
+3% +$146K
TPL icon
140
Texas Pacific Land
TPL
$27.4B
$5.23M 0.16%
27,108
+2,817
+12% +$483K
VCLT icon
141
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
$5.22M 0.16%
66,694
+2,411
+4% +$188K
PHYS icon
142
Sprott Physical Gold
PHYS
$14.7B
$5.16M 0.15%
298,099
+28,454
+11% +$456K
NUV icon
143
Nuveen Municipal Value Fund
NUV
$1.9B
$5.06M 0.15%
581,086
+110,004
+23% +$958K
OUT icon
144
Outfront Media
OUT
$5.68B
$5.04M 0.15%
305,245
-6,964
-2% -$98.2K
FOCT icon
145
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$5.01M 0.15%
123,438
+1,004
+0.8% +$39.9K
UNP icon
146
Union Pacific
UNP
$178B
$4.98M 0.15%
20,244
+256
+1% +$63K
IJK icon
147
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$4.97M 0.15%
+54,440
New +$4.54M
MA icon
148
Mastercard
MA
$487B
$4.95M 0.15%
10,271
+577
+6% +$264K
XLE icon
149
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$4.94M 0.15%
104,700
-75,266
-42% -$3.23M
VGT icon
150
Vanguard Information Technology ETF
VGT
$138B
$4.94M 0.15%
75,240
+1,104
+1% +$70K
4 5
6
7 8

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.