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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGCP icon
126
Capital Group Core Plus Income ETF
CGCP
$8.38B
$4.69M 0.18%
218,130
+181,926
+503% +$4.01M
DUK icon
127
Duke Energy
DUK
$102B
$4.67M 0.18%
52,924
+6,456
+14% +$592K
CNC icon
128
Centene
CNC
$31.4B
$4.67M 0.18%
67,811
-2,306
-3% -$153K
JEPQ icon
129
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.8B
$4.65M 0.18%
99,021
+4,518
+5% +$218K
APD icon
130
Air Products & Chemicals
APD
$65.2B
$4.58M 0.18%
16,156
+645
+4% +$189K
VALE icon
131
Vale
VALE
$62.3B
$4.55M 0.18%
+339,367
New +$4.62M
FLRN icon
132
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$4.51M 0.17%
146,888
-47,649
-24% -$1.46M
VIG icon
133
Vanguard Dividend Appreciation ETF
VIG
$112B
$4.46M 0.17%
28,692
+1,975
+7% +$320K
T icon
134
AT&T
T
$166B
$4.33M 0.17%
288,443
+94,776
+49% +$1.39M
MDY icon
135
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$4.32M 0.17%
9,462
-10,137
-52% -$4.86M
SO icon
136
Southern Company
SO
$110B
$4.29M 0.17%
66,334
-7,939
-11% -$551K
PWP icon
137
Perella Weinberg Partners
PWP
$1.16B
$4.28M 0.17%
420,650
-76,500
-15% -$779K
BND icon
138
Vanguard Total Bond Market
BND
$158B
$4.27M 0.17%
61,158
+9,588
+19% +$684K
VB icon
139
Vanguard Small-Cap ETF
VB
$79.7B
$4.25M 0.16%
22,441
+4,916
+28% +$979K
IBND icon
140
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$454M
$4.24M 0.16%
156,130
-54,853
-26% -$1.55M
WFC icon
141
Wells Fargo
WFC
$265B
$4.22M 0.16%
103,368
+2,564
+3% +$111K
DD icon
142
DuPont de Nemours
DD
$18.8B
$4.18M 0.16%
44,670
-4,132
-8% -$388K
PDBC icon
143
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.34B
$4.13M 0.16%
276,123
-87,979
-24% -$1.29M
UNP icon
144
Union Pacific
UNP
$181B
$4.13M 0.16%
20,241
-1,032
-5% -$225K
AES icon
145
AES
AES
$10.6B
$4.08M 0.16%
268,417
-20,716
-7% -$395K
BP icon
146
BP
BP
$110B
$4.05M 0.16%
104,624
+4,079
+4% +$151K
MDYV icon
147
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$4.03M 0.16%
+62,123
New +$4.26M
XBI icon
148
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$4M 0.15%
54,794
-3,721
-6% -$297K
SYK icon
149
Stryker
SYK
$129B
$3.98M 0.15%
14,567
+893
+7% +$256K
SCHD icon
150
Schwab US Dividend Equity ETF
SCHD
$103B
$3.95M 0.15%
167,388
-5,676
-3% -$139K
4 5
6
7 8

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.