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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIXD icon
126
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.66M 0.17%
31,457
+5,945
+23% +$311K
IEFA icon
127
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.65M 0.17%
27,061
+9,670
+56% +$584K
DWAS icon
128
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.64M 0.17%
32,691
-622
-2% -$33.3K
COST icon
129
Costco
COST
$415B
$1.63M 0.17%
5,657
-1,112
-16% -$313K
BSV icon
130
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.63M 0.17%
20,161
+9,713
+93% +$783K
FNX icon
131
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.61M 0.17%
23,889
-498
-2% -$33.8K
RTX icon
132
RTX Corp
RTX
$287B
$1.6M 0.16%
18,637
+529
+3% +$43.9K
WFC icon
133
Wells Fargo
WFC
$261B
$1.6M 0.16%
31,730
+1,256
+4% +$59.2K
BKLN icon
134
Invesco Senior Loan ETF
BKLN
$7.1B
$1.59M 0.16%
70,204
+32,538
+86% +$738K
FXD icon
135
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.58M 0.16%
37,684
+5,138
+16% +$218K
AMLP icon
136
Alerian MLP ETF
AMLP
$13B
$1.58M 0.16%
34,485
+571
+2% +$27K
MTUM icon
137
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.56M 0.16%
13,113
+3,213
+32% +$387K
ACN icon
138
Accenture
ACN
$89.9B
$1.54M 0.16%
8,010
+270
+3% +$52.2K
RFDI icon
139
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$1.54M 0.16%
27,628
-12,125
-31% -$672K
ABBV icon
140
AbbVie
ABBV
$458B
$1.51M 0.16%
19,968
+4,422
+28% +$303K
UNH icon
141
UnitedHealth
UNH
$382B
$1.5M 0.15%
6,885
-297
-4% -$71.7K
BP icon
142
BP
BP
$113B
$1.44M 0.15%
37,898
+25,421
+204% +$970K
NVDA icon
143
NVIDIA
NVDA
$5.01T
$1.44M 0.15%
330,040
+94,080
+40% +$396K
DVY icon
144
iShares Select Dividend ETF
DVY
$24B
$1.44M 0.15%
14,075
-23,493
-63% -$2.34M
CWB icon
145
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.43M 0.15%
27,280
-1,855
-6% -$98.3K
COP icon
146
ConocoPhillips
COP
$147B
$1.43M 0.15%
25,002
+10,801
+76% +$615K
IWV icon
147
iShares Russell 3000 ETF
IWV
$19.5B
$1.42M 0.15%
8,193
+3,185
+64% +$552K
SO icon
148
Southern Company
SO
$110B
$1.4M 0.14%
22,623
+7,606
+51% +$441K
CVS icon
149
CVS Health
CVS
$137B
$1.39M 0.14%
22,036
+3,309
+18% +$196K
ET icon
150
Energy Transfer Partners
ET
$70.1B
$1.39M 0.14%
106,149
-8,254
-7% -$115K
4 5
6
7 8

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.