We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
126
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.06M 0.16%
8,710
-663
-7% -$80.1K
PEY icon
127
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.12B
$1.05M 0.16%
61,072
-1,916
-3% -$32.4K
XME icon
128
State Street SPDR S&P Metals & Mining ETF
XME
$4.11B
$990K 0.15%
30,422
+2,991
+11% +$93.7K
BLK icon
129
Blackrock
BLK
$161B
$987K 0.15%
2,180
-143
-6% -$61K
UPS icon
130
United Parcel Service
UPS
$97B
$986K 0.15%
8,226
+61
+0.7% +$6.93K
IEFA icon
131
iShares Core MSCI EAFE ETF
IEFA
$185B
$972K 0.15%
15,126
+2,160
+17% +$135K
FXL icon
132
First Trust Technology AlphaDEX Fund
FXL
$2.51B
$949K 0.14%
19,541
+880
+5% +$40.3K
D icon
133
Dominion Energy
D
$62.8B
$948K 0.14%
12,328
-400
-3% -$31.1K
ETP
134
DELISTED
Energy Transfer Partners, L.P.
ETP
$939K 0.14%
51,380
+173
+0.3% +$3.36K
FDT icon
135
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$938K 0.14%
15,842
-2,042
-11% -$118K
KO icon
136
Coca-Cola
KO
$349B
$933K 0.14%
20,591
+1,559
+8% +$70.9K
NEE icon
137
NextEra Energy
NEE
$187B
$914K 0.14%
24,700
-916
-4% -$33.6K
GLD icon
138
SPDR Gold Trust
GLD
$130B
$908K 0.14%
7,475
+2,411
+48% +$293K
QTEC icon
139
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$907K 0.14%
13,251
-9,615
-42% -$626K
NS
140
DELISTED
NuStar Energy L.P.
NS
$904K 0.14%
22,285
-400
-2% -$16.9K
GOOGL icon
141
Alphabet (Google) Class A
GOOGL
$3.89T
$900K 0.14%
18,520
+140
+0.8% +$6.64K
BSJL
142
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$900K 0.14%
35,600
+1,600
+5% +$40.2K
RFUN
143
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$895K 0.14%
33,831
+8,671
+34% +$229K
VONV icon
144
Vanguard Russell 1000 Value ETF
VONV
$20.2B
$894K 0.14%
17,100
+1,976
+13% +$101K
RTX icon
145
RTX Corp
RTX
$282B
$887K 0.13%
12,029
+391
+3% +$28.9K
ABT icon
146
Abbott
ABT
$175B
$886K 0.13%
16,439
+468
+3% +$23.5K
COL
147
DELISTED
Rockwell Collins
COL
$879K 0.13%
6,620
+396
+6% +$48.1K
VPU
148
Vanguard Utilities ETF
VPU
$8.83B
$876K 0.13%
7,447
-1,129
-13% -$133K
VWO icon
149
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$863K 0.13%
19,590
-14,904
-43% -$645K
GD icon
150
General Dynamics
GD
$103B
$861K 0.13%
4,157
-550
-12% -$110K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.