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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
126
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$517K 0.11%
+2,970
New +$519K
MMM icon
127
3M
MMM
$89B
$516K 0.11%
4,100
+229
+6% +$29.4K
IJH icon
128
iShares Core S&P Mid-Cap ETF
IJH
$123B
$510K 0.11%
18,290
-3,095
-14% -$88.4K
RTX icon
129
RTX Corp
RTX
$287B
$509K 0.11%
8,419
+1,955
+30% +$118K
VCR icon
130
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$506K 0.11%
4,126
-252
-6% -$31.4K
PWV icon
131
Invesco Large Cap Value ETF
PWV
$1.66B
$485K 0.11%
16,678
– –
CVS icon
132
CVS Health
CVS
$137B
$483K 0.11%
4,936
+1,590
+48% +$156K
D icon
133
Dominion Energy
D
$62.5B
$482K 0.11%
7,133
+2,730
+62% +$189K
TFC icon
134
Truist Financial
TFC
$63.2B
$482K 0.11%
12,746
-20
-0.2% -$752
LOW icon
135
Lowe's Companies
LOW
$116B
$480K 0.11%
6,317
+524
+9% +$38.9K
KO icon
136
Coca-Cola
KO
$354B
$478K 0.1%
11,134
+476
+4% +$20.2K
DOC icon
137
Healthpeak Properties
DOC
$15.4B
$474K 0.1%
13,622
+4,996
+58% +$167K
BIIB icon
138
Biogen
BIIB
$29.9B
$467K 0.1%
1,524
-370
-20% -$106K
VCSH icon
139
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$465K 0.1%
5,889
+600
+11% +$47.7K
VTI icon
140
Vanguard Total Stock Market ETF
VTI
$654B
$465K 0.1%
4,457
+1,264
+40% +$133K
IDLV icon
141
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$460K 0.1%
16,072
-1,480
-8% -$43.4K
MCD icon
142
McDonald's
MCD
$188B
$460K 0.1%
3,896
+822
+27% +$91.9K
VOO icon
143
Vanguard S&P 500 ETF
VOO
$968B
$453K 0.1%
2,425
+414
+21% +$77.9K
VXF icon
144
Vanguard Extended Market ETF
VXF
$30.3B
$449K 0.1%
5,354
-1,497
-22% -$128K
SBY
145
DELISTED
Silver Bay Realty Trust Corp.
SBY
$438K 0.1%
28,000
-500
-2% -$7.96K
BND icon
146
Vanguard Total Bond Market
BND
$157B
$437K 0.1%
5,417
+2,048
+61% +$167K
NSC icon
147
Norfolk Southern
NSC
$78.8B
$436K 0.1%
+5,148
New +$441K
GSK icon
148
GSK
GSK
$103B
$425K 0.09%
8,430
-538
-6% -$27.4K
CSCO icon
149
Cisco
CSCO
$450B
$414K 0.09%
15,237
-6,640
-30% -$183K
IJR icon
150
iShares Core S&P Small-Cap ETF
IJR
$109B
$411K 0.09%
7,472
-1,062
-12% -$59.8K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.