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Prospera Financial Services Portfolio holdings
AUM
$6.89B
Turnover
13.99%
1-Year Est. Return
37.41%
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
This Fund
S&P 500
This Quarter Est. Return
+20.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.91%
AUM
$6.89B
AUM Growth
+$675M
(+11%)
Cap. Flow
-$123M
Cap. Flow % of AUM
Cap. Flow %
-1.79%
Top 10 Holdings %
Top 10 Hldgs %
18.13%
Holding
1,551
New
134
Increased
628
Reduced
640
Closed
83
Avg Time Held
Equity + Options
3.3
years
Top 10 Avg Time Held
Equity + Options
2.7
years
Top 20 Avg Time Held
Equity + Options
2.7
years
Avg Time Held Equity only
3.3
years
Top 10 Avg Time Held Equity only
2.7
years
Top 20 Avg Time Held Equity only
2.7
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
HONA
Honeywell Aerospace
HONA
|
+$34.7M |
| 2 |
Arm
ARM
|
+$20.8M |
| 3 |
iShares US Telecommunications ETF
IYZ
|
+$13.3M |
| 4 |
iShares Expanded Tech-Software Sector ETF
IGV
|
+$12.6M |
| 5 |
iShares US Digital Infrastructure and Real Estate ETF
IDGT
|
+$12.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Micron Technology
MU
|
+$40.6M |
| 2 |
Honeywell
HON
|
+$33.2M |
| 3 |
VanEck Semiconductor ETF
SMH
|
+$15.4M |
| 4 |
Capital Group Global Growth Equity ETF
CGGO
|
+$13.5M |
| 5 |
American Express
AXP
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.11% |
| 2 | Technology | 20.45% |
| 3 | Industrials | 7.58% |
| 4 | Financials | 6.54% |
| 5 | Communication Services | 4.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Freedom 100 Emerging Markets ETF
FRDM
$3.33B
| $12.4M | 0.18% |
169,457
+21,980
| +15% | +$1.47M |
2025 Q2
4 quarters
|
|
127
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.3B
| $12.3M | 0.18% |
70,074
+380
| +0.5% | +$67.7K |
2024 Q3
7 quarters
|
|
128
Vanguard Information Technology ETF
VGT
$150B
| $12.2M | 0.18% |
102,093
-21,515
| -17% | -$2.36M |
2020 Q1
25 quarters
|
|
129
First Trust NASDAQ Cybersecurity ETF
CIBR
$18B
| $12.1M | 0.18% |
135,021
+10,351
| +8% | +$794K |
2018 Q1
33 quarters
|
|
130
State Street Financial Select Sector SPDR ETF
XLF
$52.8B
| $12M | 0.17% |
224,659
+17,362
| +8% | +$902K |
2013 Q2
52 quarters
|
|
131
Invesco S&P 500 Equal Weight ETF
RSP
$101B
| $11.7M | 0.17% |
55,082
-7,932
| -13% | -$1.62M |
2013 Q2
52 quarters
|
|
132
iShares S&P 100 ETF
OEF
$20.4B
| $11.7M | 0.17% |
31,817
-266
| -0.8% | -$95.3K |
2017 Q1
37 quarters
|
|
133
Kensington Hedged Premium Income ETF
KHPI
$458M
| $11.5M | 0.17% |
446,845
+86,832
| +24% | +$2.23M |
2025 Q2
4 quarters
|
|
134
Teradyne
TER
$45.8B
| $11.5M | 0.17% |
23,665
+7,488
| +46% | +$2.82M |
2025 Q2
4 quarters
|
|
135
Uber
UBER
$134B
| $11.4M | 0.17% |
158,681
+12,188
| +8% | +$894K |
2019 Q4
26 quarters
|
|
136
Abbott
ABT
$180B
| $11.4M | 0.17% |
126,146
+4,167
| +3% | +$380K |
2020 Q4
22 quarters
|
|
137
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.8B
| $11.3M | 0.16% |
63,402
+58,145
| +1,106% | +$9.42M |
2020 Q3
23 quarters
|
|
138
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
| $11.3M | 0.16% |
181,726
+2,790
| +2% | +$176K |
2022 Q1
17 quarters
|
|
139
Vanguard Total Bond Market
BND
$164B
| $11.3M | 0.16% |
153,723
+13,606
| +10% | +$998K |
2015 Q3
43 quarters
|
|
140
First Trust Capital Strength ETF
FTCS
$7.9B
| $11.3M | 0.16% |
120,053
+12,582
| +12% | +$1.18M |
2020 Q4
22 quarters
|
|
141
First Trust Exchange-Traded Fund III First Trust Active Factor International ETF
AFDM
$149M
| $11.3M | 0.16% |
129,472
-12,175
| -9% | -$1.05M |
2020 Q4
22 quarters
|
|
142
Quanta Services
PWR
$95.5B
| $11.3M | 0.16% |
15,632
-350
| -2% | -$239K |
2024 Q3
7 quarters
|
|
143
KLA
KLAC
$218B
| $11.2M | 0.16% |
37,006
-16,784
| -31% | -$3.33M |
2022 Q4
14 quarters
|
|
144
First Trust STOXX European Select Dividend Income Fund
FDD
$889M
| $10.9M | 0.16% |
587,578
+34,848
| +6% | +$668K |
2025 Q2
4 quarters
|
|
145
Citigroup
C
$208B
| $10.9M | 0.16% |
77,583
+806
| +1% | +$105K |
2019 Q2
28 quarters
|
|
146
BlackRock US Equity Factor Rotation ETF
DYNF
$42.3B
| $10.8M | 0.16% |
158,394
+22,878
| +17% | +$1.49M |
2024 Q2
8 quarters
|
|
147
Howmet Aerospace
HWM
$81.9B
| $10.7M | 0.16% |
39,919
+15,854
| +66% | +$4.07M |
2024 Q3
7 quarters
|
|
148
AstraZeneca
AZN
$271B
| $10.7M | 0.16% |
56,268
+838
| +2% | +$158K |
2019 Q1
29 quarters
|
|
149
iShares 0-3 Month Treasury Bond ETF
SGOV
$117B
| $10.6M | 0.15% |
105,350
+54,599
| +108% | +$5.49M |
2023 Q2
12 quarters
|
|
150
iShares MSCI EAFE Value ETF
EFV
$30.7B
| $10.5M | 0.15% |
137,070
+7,358
| +6% | +$570K |
2021 Q2
20 quarters
|
|
Similar funds
Prospera Financial Services's Q2 2026 Portfolio in Review
As of Q2 2026, Prospera Financial Services held 1,551 positions worth $6.89B, up 11% from $6.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Prospera Financial Services's Q2 2026 filing shows 134 new, 628 increased, 640 reduced and 83 closed positions. Its largest new stake was Honeywell Aerospace: 157,316 shares worth $34.8M. The largest sale was Micron Technology, an estimated $40.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 45% a quarter earlier, followed by Technology and Industrials.
- Prospera Financial Services's largest Q2 2026 buy was Honeywell Aerospace: 157,316 shares worth $34.8M.
- Prospera Financial Services added most to Arm in Q2 2026, an estimated $20.8M increase.
- Prospera Financial Services's biggest Q2 2026 reduction was Micron Technology, cutting an estimated $40.6M.
- Prospera Financial Services fully exited iShares MSCI Global Gold Miners ETF in Q2 2026, selling an estimated $6.26M.
- Prospera Financial Services's ten largest holdings make up 18% of its $6.89B portfolio in Q2 2026.
- Prospera Financial Services opened 134 new positions and closed 83 in Q2 2026.
- Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $6.89B.
Based on Prospera Financial Services's 13F filing for Q2 2026, filed 15 Jul 2026.