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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$6.21B
AUM Growth
+$117M
Cap. Flow
+$204M
Cap. Flow %
3.29%
Top 10 Hldgs %
17.16%
Holding
1,510
New
151
Increased
682
Reduced
523
Closed
93

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$19.2M
2
NFLX icon
Netflix
NFLX
+$17.2M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$11.9M
4
IEZ icon
iShares US Oil Equipment & Services ETF
IEZ
+$11M
5
ADI icon
Analog Devices
ADI
+$10.1M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$16.2M
2
IBM icon
IBM
IBM
+$13.2M
3
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$12.2M
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$8.98M
5
FTGS icon
First Trust Growth Strength ETF
FTGS
+$8.88M

Sector Composition

Rank Sector Weight
1 Technology 16.74%
2 Financials 7.11%
3 Industrials 7.11%
4 Communication Services 4.92%
5 Healthcare 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRIV icon
1351
Global X Autonomous & Electric Vehicles ETF
DRIV
$370M
$202K ﹤0.01%
+6,606
New +$210K
MDIV icon
1352
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$196K ﹤0.01%
12,101
-1,531
-11% -$25K
EFR
1353
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$196K ﹤0.01%
18,556
-396
-2% -$4.3K
PFXF icon
1354
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$195K ﹤0.01%
11,134
+30
+0.3% +$544
VISN
1355
Vistance Networks Inc
VISN
$2.67B
$193K ﹤0.01%
+10,607
New +$193K
JOBY icon
1356
Joby Aviation
JOBY
$7.15B
$192K ﹤0.01%
23,225
-27
-0.1% -$304
ETJ
1357
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$185K ﹤0.01%
22,683
+6,962
+44% +$60.2K
EXG icon
1358
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$184K ﹤0.01%
21,200
+8,603
+68% +$80.8K
IDN icon
1359
Intellicheck
IDN
$73.7M
$178K ﹤0.01%
25,400
+8,000
+46% +$43.5K
FBY icon
1360
YieldMax META Option Income Strategy ETF
FBY
$109M
$177K ﹤0.01%
17,540
+161
+0.9% +$1.89K
TPVG icon
1361
TriplePoint Venture Growth BDC
TPVG
$185M
$174K ﹤0.01%
+34,809
New +$199K
BMEZ icon
1362
BlackRock Health Sciences Trust II
BMEZ
$968M
$171K ﹤0.01%
11,915
– –
UNG icon
1363
United States Natural Gas Fund
UNG
$444M
$171K ﹤0.01%
14,586
+1,506
+12% +$18.6K
GSBD icon
1364
Goldman Sachs BDC
GSBD
$1,000M
$170K ﹤0.01%
+19,172
New +$177K
FSM icon
1365
Fortuna Silver Mines
FSM
$2.55B
$167K ﹤0.01%
+16,788
New +$182K
NVDY icon
1366
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.34B
$161K ﹤0.01%
12,387
+87
+0.7% +$1.21K
EQX icon
1367
Equinox Gold
EQX
$7.22B
$158K ﹤0.01%
10,900
– –
SPPP
1368
Sprott Physical Platinum and Palladium Trust
SPPP
$566M
$155K ﹤0.01%
10,000
– –
NIO icon
1369
NIO
NIO
$11.7B
$152K ﹤0.01%
25,126
-500
-2% -$2.52K
BTZ icon
1370
BlackRock Credit Allocation Income Trust
BTZ
$933M
$151K ﹤0.01%
14,990
-10,840
-42% -$114K
PSEC icon
1371
Prospect Capital
PSEC
$1.12B
$151K ﹤0.01%
57,986
+3,865
+7% +$10.6K
GYLD icon
1372
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$151K ﹤0.01%
10,960
-3,000
-21% -$41.3K
HLX icon
1373
Helix Energy Solutions
HLX
$1.35B
$149K ﹤0.01%
15,083
-18,467
-55% -$157K
RDZN icon
1374
Roadzen
RDZN
$107M
$143K ﹤0.01%
119,500
-32,000
-21% -$48.8K
CCAP icon
1375
Crescent Capital BDC
CCAP
$412M
$140K ﹤0.01%
+11,521
New +$158K
53 54
55
56 57

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2026 Portfolio in Review

As of Q1 2026, Prospera Financial Services held 1,510 positions worth $6.21B, up 1.9% from $6.09B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Prospera Financial Services deployed $204M of net new capital in Q1 2026, opening 151 new positions and adding to 682 existing holdings. Its largest new stake was iShare MSCI Eurozone ETF: 77,710 shares worth $4.87M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Silver Trust, an estimated $16.2M trimmed.

  • Prospera Financial Services's largest Q1 2026 buy was iShare MSCI Eurozone ETF: 77,710 shares worth $4.87M.
  • Prospera Financial Services added most to Johnson & Johnson in Q1 2026, an estimated $19.2M increase.
  • Prospera Financial Services's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $16.2M.
  • Prospera Financial Services fully exited iShares US Consumer Discretionary ETF in Q1 2026, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 17% of its $6.21B portfolio in Q1 2026.
  • Prospera Financial Services opened 151 new positions and closed 93 in Q1 2026.
  • Prospera Financial Services's portfolio value rose 1.9% quarter-over-quarter to $6.21B.

Based on Prospera Financial Services's 13F filing for Q1 2026, filed 14 Apr 2026.