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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLUG icon
1326
Plug Power
PLUG
$2.73B
$100K ﹤0.01%
43,050
+9,550
+29% +$16.2K
EXG icon
1327
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$98.6K ﹤0.01%
10,840
-1,333
-11% -$11.8K
HYLN icon
1328
Hyliion Holdings
HYLN
$631M
$94.4K ﹤0.01%
47,938
+300
+0.6% +$499
HLN icon
1329
Haleon
HLN
$45.2B
$91.9K ﹤0.01%
+10,246
New +$98.7K
MITT
1330
TPG Mortgage Investment Trust
MITT
$230M
$86.9K ﹤0.01%
+12,000
New +$91.1K
LEO
1331
BNY Mellon Strategic Municipals
LEO
$386M
$84.4K ﹤0.01%
13,504
+78
+0.6% +$465
SPAI
1332
Safe Pro Group Inc
SPAI
$78.1M
$82.1K ﹤0.01%
+11,700
New +$58.6K
MPT
1333
Medical Properties Trust
MPT
$2.89B
$76.8K ﹤0.01%
15,151
-1,758
-10% -$7.74K
LAC
1334
Lithium Americas
LAC
$972M
$76.1K ﹤0.01%
13,320
+845
+7% +$2.67K
NAT icon
1335
Nordic American Tanker
NAT
$1.35B
$71.2K ﹤0.01%
22,680
-2,000
-8% -$5.9K
WOOF icon
1336
Petco
WOOF
$811M
$68.4K ﹤0.01%
17,673
– –
TLRY icon
1337
Tilray
TLRY
$498M
$66.6K ﹤0.01%
3,852
-1,316
-25% -$12.6K
HRTX icon
1338
Heron Therapeutics
HRTX
$92M
$65.1K ﹤0.01%
51,665
+2,000
+4% +$3.17K
AUR icon
1339
Aurora
AUR
$12.2B
$63.4K ﹤0.01%
+11,770
New +$69K
OCCI
1340
OFS Credit Co
OCCI
$70.2M
$63.3K ﹤0.01%
11,700
-100
-0.8% -$590
ATCH icon
1341
AtlasClear
ATCH
$26.5M
$63.2K ﹤0.01%
+124,000
New +$39.5K
DHY
1342
Credit Suisse High Yield Credit Fund
DHY
$239M
$61.8K ﹤0.01%
30,006
-4,000
-12% -$8.45K
ULTY icon
1343
YieldMax Ultra Option Income Strategy ETF
ULTY
$762M
$61.6K ﹤0.01%
+1,125
New +$66.6K
GRAB icon
1344
Grab
GRAB
$14.1B
$60.2K ﹤0.01%
10,000
– –
FUBO icon
1345
FuboTV Inc
FUBO
$266M
$55.6K ﹤0.01%
+1,117
New +$50.7K
POWW icon
1346
Outdoor Holding Co
POWW
$256M
$36.6K ﹤0.01%
24,730
-2,950
-11% -$3.93K
ALTO icon
1347
Alto Ingredients
ALTO
$345M
$15.2K ﹤0.01%
14,070
– –
REI icon
1348
Ring Energy
REI
$287M
$13.8K ﹤0.01%
+12,700
New +$11.5K
IAUX
1349
i-80 Gold Corp
IAUX
$1.11B
$11.8K ﹤0.01%
12,300
– –
WWR icon
1350
Westwater Resources
WWR
$51.6M
$11.4K ﹤0.01%
12,000
– –
52 53
54
55 56

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.