We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIFR icon
1301
Cipher Digital
CIFR
$8.35B
$184K ﹤0.01%
+14,620
New +$110K
UEC icon
1302
Uranium Energy
UEC
$4.67B
$183K ﹤0.01%
13,691
– –
ACHR icon
1303
Archer Aviation
ACHR
$3.68B
$181K ﹤0.01%
18,919
+7,164
+61% +$70.9K
MSIF
1304
MSC Income Fund Inc
MSIF
$524M
$181K ﹤0.01%
+13,767
New +$205K
UNG icon
1305
United States Natural Gas Fund
UNG
$444M
$175K ﹤0.01%
13,374
+1,320
+11% +$17.7K
PSEC icon
1306
Prospect Capital
PSEC
$1.12B
$165K ﹤0.01%
60,152
+116
+0.2% +$347
USA icon
1307
Liberty All-Star Equity Fund
USA
$1.79B
$162K ﹤0.01%
25,474
+5,138
+25% +$33.9K
NAN icon
1308
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$161K ﹤0.01%
14,081
+255
+2% +$2.86K
NNY icon
1309
Nuveen New York Municipal Value Fund
NNY
$157M
$153K ﹤0.01%
18,500
+6,500
+54% +$52.8K
AMCR icon
1310
Amcor
AMCR
$21.6B
$153K ﹤0.01%
3,735
+1,133
+44% +$50.8K
LYG icon
1311
Lloyds Banking Group
LYG
$87.2B
$150K ﹤0.01%
33,011
+883
+3% +$3.86K
AAL icon
1312
American Airlines Group
AAL
$10.2B
$147K ﹤0.01%
13,046
-632
-5% -$7.78K
RDZN icon
1313
Roadzen
RDZN
$107M
$133K ﹤0.01%
154,500
-20,000
-11% -$20.9K
MQ icon
1314
Marqeta
MQ
$1.9B
$126K ﹤0.01%
5,988
-364
-6% -$8.63K
BBAI icon
1315
BigBear.ai
BBAI
$1.32B
$123K ﹤0.01%
+18,856
New +$121K
MQY icon
1316
BlackRock MuniYield Quality Fund
MQY
$811M
$121K ﹤0.01%
10,416
-5,000
-32% -$56K
MUA icon
1317
BlackRock MuniAssets Fund
MUA
$518M
$115K ﹤0.01%
10,320
-904
-8% -$9.67K
IDN icon
1318
Intellicheck
IDN
$73.7M
$114K ﹤0.01%
21,900
-400
-2% -$2.1K
ECC
1319
Eagle Point Credit Company
ECC
$497M
$111K ﹤0.01%
+16,721
New +$118K
PMO
1320
Franklin Municipal Opportunities Trust
PMO
$282M
$108K ﹤0.01%
10,432
+94
+0.9% +$937
SNAP icon
1321
Snap
SNAP
$8.02B
$108K ﹤0.01%
13,958
+2,225
+19% +$18.5K
QUIK icon
1322
QuickLogic
QUIK
$217M
$103K ﹤0.01%
17,050
+1,400
+9% +$8.28K
GAUZ
1323
Gauzy
GAUZ
$5.91M
$103K ﹤0.01%
+16,300
New +$101K
TCPC icon
1324
BlackRock TCP Capital
TCPC
$274M
$102K ﹤0.01%
16,517
+1,581
+11% +$11.3K
GNL icon
1325
Global Net Lease
GNL
$1.86B
$101K ﹤0.01%
12,416
– –
51 52
53
54 55

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.