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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$6.21B
AUM Growth
+$117M
Cap. Flow
+$204M
Cap. Flow %
3.29%
Top 10 Hldgs %
17.16%
Holding
1,510
New
151
Increased
682
Reduced
523
Closed
93

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$19.2M
2
NFLX icon
Netflix
NFLX
+$17.2M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$11.9M
4
IEZ icon
iShares US Oil Equipment & Services ETF
IEZ
+$11M
5
ADI icon
Analog Devices
ADI
+$10.1M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$16.2M
2
IBM icon
IBM
IBM
+$13.2M
3
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$12.2M
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$8.98M
5
FTGS icon
First Trust Growth Strength ETF
FTGS
+$8.88M

Sector Composition

Rank Sector Weight
1 Technology 16.74%
2 Financials 7.11%
3 Industrials 7.11%
4 Communication Services 4.92%
5 Healthcare 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
101
iShares 20+ Year Treasury Bond ETF
TLT
$42.6B
$13.6M 0.22%
157,414
-2,026
-1% -$178K
AGG icon
102
iShares Core US Aggregate Bond ETF
AGG
$138B
$13.6M 0.22%
137,226
-8,758
-6% -$876K
SBR
103
Sabine Royalty Trust
SBR
$1.08B
$13.4M 0.22%
178,301
+19,692
+12% +$1.4M
IAU icon
104
iShares Gold Trust
IAU
$63B
$13.3M 0.21%
151,124
-10,412
-6% -$955K
IWF icon
105
iShares Russell 1000 Growth ETF
IWF
$122B
$13.3M 0.21%
124,288
-2,068
-2% -$235K
ASML icon
106
ASML
ASML
$675B
$13M 0.21%
9,835
+4,755
+94% +$6.52M
SOXX icon
107
iShares Semiconductor ETF
SOXX
$43.6B
$12.9M 0.21%
39,209
+34,786
+786% +$11.9M
COP icon
108
ConocoPhillips
COP
$147B
$12.8M 0.21%
96,883
-2,222
-2% -$246K
SHEL icon
109
Shell
SHEL
$245B
$12.8M 0.21%
137,297
-10,799
-7% -$873K
RTX icon
110
RTX Corp
RTX
$287B
$12.7M 0.2%
65,836
-1,040
-2% -$207K
MRK icon
111
Merck
MRK
$324B
$12.7M 0.2%
105,561
-11,956
-10% -$1.38M
FDL icon
112
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$12.5M 0.2%
246,349
-76,166
-24% -$3.72M
ABT icon
113
Abbott
ABT
$180B
$12.5M 0.2%
121,979
+2,873
+2% +$324K
UNH icon
114
UnitedHealth
UNH
$382B
$12.5M 0.2%
46,057
-1,719
-4% -$512K
ETN icon
115
Eaton
ETN
$157B
$12.3M 0.2%
34,510
-5,296
-13% -$1.88M
INTC icon
116
Intel
INTC
$466B
$12.2M 0.2%
277,247
+40,163
+17% +$1.84M
WM icon
117
Waste Management
WM
$95.9B
$12.2M 0.2%
52,908
-1,447
-3% -$332K
RSP icon
118
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$12.1M 0.19%
63,014
+9,214
+17% +$1.83M
IBM icon
119
IBM
IBM
$202B
$11.9M 0.19%
49,245
-48,937
-50% -$13.2M
JEPQ icon
120
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.1B
$11.9M 0.19%
214,264
+19,714
+10% +$1.14M
GSG icon
121
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
$11.8M 0.19%
365,110
+299,144
+453% +$7.99M
RFDI icon
122
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$11.6M 0.19%
141,647
-1,326
-0.9% -$112K
QDPL icon
123
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.68B
$11.6M 0.19%
289,091
+86,509
+43% +$3.65M
NVO
124
Novo Nordisk
NVO
$216B
$11.6M 0.19%
315,270
-126,588
-29% -$6M
IAI icon
125
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$11.4M 0.18%
69,694
+7,363
+12% +$1.29M
3 4
5
6 7

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2026 Portfolio in Review

As of Q1 2026, Prospera Financial Services held 1,510 positions worth $6.21B, up 1.9% from $6.09B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Prospera Financial Services deployed $204M of net new capital in Q1 2026, opening 151 new positions and adding to 682 existing holdings. Its largest new stake was iShare MSCI Eurozone ETF: 77,710 shares worth $4.87M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Silver Trust, an estimated $16.2M trimmed.

  • Prospera Financial Services's largest Q1 2026 buy was iShare MSCI Eurozone ETF: 77,710 shares worth $4.87M.
  • Prospera Financial Services added most to Johnson & Johnson in Q1 2026, an estimated $19.2M increase.
  • Prospera Financial Services's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $16.2M.
  • Prospera Financial Services fully exited iShares US Consumer Discretionary ETF in Q1 2026, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 17% of its $6.21B portfolio in Q1 2026.
  • Prospera Financial Services opened 151 new positions and closed 93 in Q1 2026.
  • Prospera Financial Services's portfolio value rose 1.9% quarter-over-quarter to $6.21B.

Based on Prospera Financial Services's 13F filing for Q1 2026, filed 14 Apr 2026.