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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQM icon
101
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$12.5M 0.21%
50,469
+3,037
+6% +$716K
IWM icon
102
iShares Russell 2000 ETF
IWM
$80.9B
$12.4M 0.21%
51,129
+6,477
+15% +$1.49M
CSCO icon
103
Cisco
CSCO
$450B
$12.3M 0.21%
180,087
+11,056
+7% +$754K
JEPQ icon
104
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$11.8M 0.2%
204,700
+1,770
+0.9% +$98.2K
IGV icon
105
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$11.8M 0.2%
102,236
+1,686
+2% +$187K
CRM icon
106
Salesforce
CRM
$134B
$11.7M 0.2%
49,434
-2,754
-5% -$695K
BLK icon
107
Blackrock
BLK
$164B
$11.6M 0.2%
9,963
-314
-3% -$351K
IYW icon
108
iShares US Technology ETF
IYW
$23.7B
$11.6M 0.2%
59,314
+1,040
+2% +$190K
RTX icon
109
RTX Corp
RTX
$287B
$11.6M 0.2%
69,008
-776
-1% -$120K
FVC icon
110
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$11.5M 0.2%
318,696
-10,841
-3% -$389K
WSO icon
111
Watsco Inc
WSO
$14.9B
$11.4M 0.19%
28,097
+3,911
+16% +$1.67M
APP icon
112
Applovin
APP
$132B
$11.3M 0.19%
15,679
+1,408
+10% +$649K
PANW icon
113
Palo Alto Networks
PANW
$264B
$11.3M 0.19%
55,278
+6,762
+14% +$1.29M
ADI icon
114
Analog Devices
ADI
$181B
$11.2M 0.19%
45,600
-320
-0.7% -$76.9K
CP icon
115
Canadian Pacific Kansas City
CP
$82B
$11.2M 0.19%
150,148
-9,546
-6% -$729K
SHEL icon
116
Shell
SHEL
$245B
$10.9M 0.19%
152,056
+1,449
+1% +$104K
FDL icon
117
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$10.8M 0.18%
248,811
-42,562
-15% -$1.84M
VGT icon
118
Vanguard Information Technology ETF
VGT
$139B
$10.7M 0.18%
114,024
+5,744
+5% +$502K
IAI icon
119
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$10.6M 0.18%
59,758
-1,500
-2% -$261K
IAK icon
120
iShares US Insurance ETF
IAK
$511M
$10.5M 0.18%
78,663
+6,753
+9% +$884K
RFDI icon
121
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$10.5M 0.18%
137,127
+7,247
+6% +$543K
LRCX icon
122
Lam Research
LRCX
$382B
$10.5M 0.18%
78,497
+7,364
+10% +$780K
BND icon
123
Vanguard Total Bond Market
BND
$157B
$10.5M 0.18%
140,567
+5,566
+4% +$410K
BA icon
124
Boeing
BA
$165B
$10.2M 0.17%
47,423
+775
+2% +$175K
WM icon
125
Waste Management
WM
$95.9B
$10.1M 0.17%
45,900
+27,477
+149% +$6.19M
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.