We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
101
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$7.3M 0.22%
87,313
-8
-0% -$645
FDX icon
102
FedEx
FDX
$74.3B
$7.26M 0.22%
25,046
+15,342
+158% +$3.84M
NOBL icon
103
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$7.13M 0.21%
140,522
+12,566
+10% +$605K
IJH icon
104
iShares Core S&P Mid-Cap ETF
IJH
$123B
$7.02M 0.21%
115,506
+1,356
+1% +$76.8K
IEZ icon
105
iShares US Oil Equipment & Services ETF
IEZ
$367M
$6.99M 0.21%
295,519
+103,947
+54% +$2.22M
DWAW icon
106
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$91.6M
$6.82M 0.2%
184,120
-12,728
-6% -$451K
CGGR icon
107
Capital Group Growth ETF
CGGR
$23.6B
$6.8M 0.2%
212,698
+33,239
+19% +$999K
COP icon
108
ConocoPhillips
COP
$143B
$6.79M 0.2%
53,326
+2,260
+4% +$258K
JNK icon
109
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$6.71M 0.2%
70,499
-2,347
-3% -$222K
LMT icon
110
Lockheed Martin
LMT
$134B
$6.71M 0.2%
14,741
-1,679
-10% -$736K
VIG icon
111
Vanguard Dividend Appreciation ETF
VIG
$112B
$6.66M 0.2%
36,480
+36
+0.1% +$6.32K
DE icon
112
Deere & Co
DE
$167B
$6.65M 0.2%
16,180
+768
+5% +$294K
ITW icon
113
Illinois Tool Works
ITW
$82.7B
$6.57M 0.2%
24,488
+684
+3% +$178K
RTX icon
114
RTX Corp
RTX
$294B
$6.49M 0.19%
66,462
-14,312
-18% -$1.29M
AFL icon
115
Aflac
AFL
$64.4B
$6.46M 0.19%
75,264
-83
-0.1% -$6.8K
LIN icon
116
Linde
LIN
$235B
$6.26M 0.19%
13,469
-5
-0% -$2.17K
ETN icon
117
Eaton
ETN
$153B
$6.25M 0.19%
19,993
+328
+2% +$89.7K
WFC icon
118
Wells Fargo
WFC
$265B
$6.23M 0.19%
107,561
+4,213
+4% +$220K
CRWD icon
119
CrowdStrike
CRWD
$187B
$6.23M 0.19%
77,764
+38,656
+99% +$2.96M
QUAL icon
120
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$6.21M 0.19%
37,808
+4,370
+13% +$683K
C icon
121
Citigroup
C
$223B
$6.2M 0.18%
98,029
+41,793
+74% +$2.33M
DUK icon
122
Duke Energy
DUK
$101B
$5.93M 0.18%
61,302
+1,711
+3% +$162K
SPGP icon
123
Invesco S&P 500 GARP ETF
SPGP
$2.21B
$5.92M 0.18%
55,551
+19,951
+56% +$1.98M
CIBR icon
124
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$5.91M 0.18%
104,788
+38,756
+59% +$2.18M
DALI icon
125
First Trust DorseyWright DALI 1 ETF
DALI
$98.2M
$5.74M 0.17%
237,876
-18,916
-7% -$431K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.