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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
101
iShares Core MSCI EAFE ETF
IEFA
$186B
$6.9M 0.23%
98,038
+47,043
+92% +$3.1M
USMV icon
102
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$6.81M 0.23%
87,321
+1,184
+1% +$88.3K
RSP icon
103
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$6.8M 0.23%
43,122
-2,095
-5% -$304K
RTX icon
104
RTX Corp
RTX
$287B
$6.8M 0.23%
80,774
-8,179
-9% -$647K
EXE
105
Expand Energy Corp
EXE
$21.9B
$6.72M 0.22%
87,352
-17,520
-17% -$1.44M
EPD icon
106
Enterprise Products Partners
EPD
$83.8B
$6.7M 0.22%
254,218
+164,410
+183% +$4.38M
DWAW icon
107
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$91.6M
$6.67M 0.22%
196,848
+131,388
+201% +$4.16M
TSLA icon
108
Tesla
TSLA
$1.24T
$6.59M 0.22%
26,528
-1,161
-4% -$276K
BUFD icon
109
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$6.39M 0.21%
+281,422
New +$6.14M
IJH icon
110
iShares Core S&P Mid-Cap ETF
IJH
$123B
$6.33M 0.21%
114,150
-16,750
-13% -$850K
IJJ icon
111
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$6.33M 0.21%
55,481
+39,075
+238% +$4.02M
ITW icon
112
Illinois Tool Works
ITW
$81.4B
$6.24M 0.21%
23,804
-549
-2% -$132K
SHY icon
113
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$6.22M 0.21%
75,849
+12,293
+19% +$999K
AFL icon
114
Aflac
AFL
$63.9B
$6.22M 0.21%
75,347
-433
-0.6% -$34.9K
VIG icon
115
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.21M 0.21%
36,444
+7,752
+27% +$1.25M
DE icon
116
Deere & Co
DE
$170B
$6.16M 0.2%
15,412
-518
-3% -$195K
NOBL icon
117
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$6.09M 0.2%
127,956
+61,668
+93% +$2.76M
FTSL icon
118
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$5.96M 0.2%
129,372
+67,057
+108% +$3.07M
COP icon
119
ConocoPhillips
COP
$147B
$5.93M 0.2%
51,066
+1,634
+3% +$191K
USB icon
120
US Bancorp
USB
$99.6B
$5.88M 0.19%
135,926
-20,048
-13% -$733K
KO icon
121
Coca-Cola
KO
$354B
$5.85M 0.19%
99,351
-33,991
-25% -$1.93M
NEE icon
122
NextEra Energy
NEE
$187B
$5.81M 0.19%
95,702
-4,828
-5% -$275K
DUK icon
123
Duke Energy
DUK
$102B
$5.78M 0.19%
59,591
+6,667
+13% +$606K
SLV icon
124
iShares Silver Trust
SLV
$28.1B
$5.67M 0.19%
260,418
-47,639
-15% -$1.01M
KNG icon
125
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$5.55M 0.18%
107,324
+101,978
+1,908% +$5.04M
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.