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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
101
Deere & Co
DE
$170B
$6.01M 0.23%
15,930
-820
-5% -$338K
COP icon
102
ConocoPhillips
COP
$147B
$5.92M 0.23%
49,432
+428
+0.9% +$49.7K
AFL icon
103
Aflac
AFL
$63.9B
$5.82M 0.22%
75,780
-1,885
-2% -$140K
SRLN icon
104
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$5.8M 0.22%
138,301
+95,024
+220% +$3.97M
BA icon
105
Boeing
BA
$165B
$5.79M 0.22%
30,186
-1,254
-4% -$274K
NEE icon
106
NextEra Energy
NEE
$187B
$5.76M 0.22%
100,530
-1,389
-1% -$96.2K
EEM icon
107
iShares MSCI Emerging Markets ETF
EEM
$28B
$5.71M 0.22%
150,509
-16,936
-10% -$671K
CWB icon
108
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$5.62M 0.22%
82,905
+62,624
+309% +$4.37M
ITW icon
109
Illinois Tool Works
ITW
$81.4B
$5.61M 0.22%
24,353
-414
-2% -$101K
NVT icon
110
nVent Electric
NVT
$24.5B
$5.6M 0.22%
105,724
-12,620
-11% -$681K
PFE icon
111
Pfizer
PFE
$140B
$5.49M 0.21%
165,385
+7,990
+5% +$283K
FSK icon
112
FS KKR Capital
FSK
$2.98B
$5.4M 0.21%
274,433
-10,992
-4% -$220K
LIN icon
113
Linde
LIN
$237B
$5.24M 0.2%
14,071
-392
-3% -$149K
USB icon
114
US Bancorp
USB
$99.6B
$5.16M 0.2%
155,974
-111
-0.1% -$4.04K
SHY icon
115
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.15M 0.2%
63,556
-12,072
-16% -$978K
RDVI icon
116
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$5.13M 0.2%
243,499
+230,486
+1,771% +$5.08M
IWD icon
117
iShares Russell 1000 Value ETF
IWD
$82B
$5.09M 0.2%
33,494
+5,206
+18% +$826K
FBT icon
118
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$5.08M 0.2%
34,697
-2,763
-7% -$421K
ADBE icon
119
Adobe
ADBE
$89.5B
$4.99M 0.19%
9,782
+2,111
+28% +$1.11M
OUT icon
120
Outfront Media
OUT
$5.64B
$4.98M 0.19%
500,683
+143,288
+40% +$1.79M
NKE icon
121
Nike
NKE
$61.9B
$4.96M 0.19%
51,872
-2,756
-5% -$283K
PFF icon
122
iShares Preferred and Income Securities ETF
PFF
$13.2B
$4.89M 0.19%
162,218
+45,716
+39% +$1.4M
AMLP icon
123
Alerian MLP ETF
AMLP
$13B
$4.83M 0.19%
114,516
+3,605
+3% +$148K
TSM icon
124
TSMC
TSM
$2.09T
$4.78M 0.18%
55,009
+2,845
+5% +$269K
ADP icon
125
Automatic Data Processing
ADP
$100B
$4.76M 0.18%
19,751
+1,175
+6% +$286K
3 4
5
6 7

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.