We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
101
Illinois Tool Works
ITW
$82.1B
$6.01M 0.25%
24,671
+13,795
+127% +$3.22M
FBT icon
102
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.82B
$5.98M 0.25%
38,546
+29,438
+323% +$4.62M
LHX icon
103
L3Harris
LHX
$56.7B
$5.91M 0.24%
30,125
+10,902
+57% +$2.23M
SHEL icon
104
Shell
SHEL
$241B
$5.82M 0.24%
101,171
+4,998
+5% +$294K
TSM icon
105
TSMC
TSM
$2.05T
$5.82M 0.24%
62,514
+1,310
+2% +$118K
VO icon
106
Vanguard Mid-Cap ETF
VO
$106B
$5.81M 0.24%
110,104
+3,108
+3% +$165K
VOO icon
107
Vanguard S&P 500 ETF
VOO
$968B
$5.79M 0.24%
15,395
+2,185
+17% +$801K
FLRN icon
108
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$5.79M 0.24%
190,349
-14,000
-7% -$427K
DE icon
109
Deere & Co
DE
$166B
$5.72M 0.23%
13,841
+756
+6% +$313K
BLK icon
110
Blackrock
BLK
$164B
$5.68M 0.23%
8,482
+2,740
+48% +$1.93M
RFDA icon
111
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.2M
$5.58M 0.23%
129,654
+19,869
+18% +$855K
BA icon
112
Boeing
BA
$168B
$5.58M 0.23%
26,263
+9,685
+58% +$2.01M
EEM icon
113
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$5.56M 0.23%
141,009
+24,198
+21% +$962K
HON icon
114
Honeywell
HON
$77.6B
$5.5M 0.23%
30,528
+4,967
+19% +$934K
LMT icon
115
Lockheed Martin
LMT
$134B
$5.41M 0.22%
11,424
+4,995
+78% +$2.34M
PGR icon
116
Progressive
PGR
$125B
$5.34M 0.22%
37,314
+31,358
+526% +$4.32M
FSK icon
117
FS KKR Capital
FSK
$3.02B
$5.29M 0.22%
285,755
+1,475
+0.5% +$28K
IEF icon
118
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$5.24M 0.22%
52,911
+46,787
+764% +$4.57M
SHY icon
119
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.18M 0.21%
63,018
-77,344
-55% -$6.3M
IJH icon
120
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.1M 0.21%
101,915
-5,725
-5% -$292K
BG icon
121
Bunge Global
BG
$22.8B
$5.07M 0.21%
53,077
-1,725
-3% -$168K
AFL icon
122
Aflac
AFL
$64.3B
$5.06M 0.21%
78,485
+30,587
+64% +$2.09M
SPYG icon
123
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$4.97M 0.2%
89,841
+50,637
+129% +$2.68M
GLD icon
124
SPDR Gold Trust
GLD
$133B
$4.97M 0.2%
27,114
+771
+3% +$136K
OUT icon
125
Outfront Media
OUT
$5.7B
$4.8M 0.2%
+300,683
New +$5.26M
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.