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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$716M
AUM Growth
+$61.6M
Cap. Flow
+$41.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
38.16%
Holding
474
New
79
Increased
236
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.9M
2
MU icon
Micron Technology
MU
+$2.57M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.43M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.3M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.14M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$33.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.13M
3
CVX icon
Chevron
CVX
+$2.02M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.98M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 5.5%
2 Technology 5.09%
3 Industrials 4.18%
4 Healthcare 3.71%
5 Consumer Discretionary 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEM icon
101
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.52M 0.21%
51,753
+6,602
+15% +$195K
GOOG icon
102
Alphabet (Google) Class C
GOOG
$3.9T
$1.5M 0.21%
29,220
+3,120
+12% +$172K
BKLN icon
103
Invesco Senior Loan ETF
BKLN
$7.1B
$1.49M 0.21%
64,499
+34,657
+116% +$802K
VYM icon
104
Vanguard High Dividend Yield ETF
VYM
$81.1B
$1.49M 0.21%
18,019
+1,489
+9% +$128K
FPX icon
105
First Trust US Equity Opportunities ETF
FPX
$1.51B
$1.47M 0.21%
21,479
+8,224
+62% +$584K
DVY icon
106
iShares Select Dividend ETF
DVY
$24B
$1.46M 0.2%
15,338
+8,325
+119% +$813K
DUK icon
107
Duke Energy
DUK
$102B
$1.46M 0.2%
18,802
+3,889
+26% +$301K
QTEC icon
108
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.44M 0.2%
19,008
+5,132
+37% +$395K
FDT icon
109
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.44M 0.2%
22,905
+6,177
+37% +$394K
SDIV icon
110
Global X SuperDividend ETF
SDIV
$1.21B
$1.44M 0.2%
23,100
-4,564
-16% -$292K
JPST icon
111
JPMorgan Ultra-Short Income ETF
JPST
$40B
$1.43M 0.2%
+28,514
New +$1.43M
APO icon
112
Apollo Global Management
APO
$70.7B
$1.4M 0.2%
46,624
+1,531
+3% +$51.5K
NKE icon
113
Nike
NKE
$61.9B
$1.38M 0.19%
20,313
+78
+0.4% +$5.15K
MMP
114
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.37M 0.19%
23,543
+2,667
+13% +$179K
SDY icon
115
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.33M 0.19%
14,572
-534
-4% -$49.9K
DIS icon
116
Walt Disney
DIS
$165B
$1.31M 0.18%
13,052
+3,626
+38% +$385K
IWM icon
117
iShares Russell 2000 ETF
IWM
$80.9B
$1.3M 0.18%
8,581
+2,452
+40% +$379K
BRK.B icon
118
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.3M 0.18%
6,491
+1,049
+19% +$215K
HDV
119
iShares Core High Dividend ETF
HDV
$14.4B
$1.29M 0.18%
76,230
+56,410
+285% +$996K
VEA icon
120
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.28M 0.18%
28,986
+5,824
+25% +$264K
SO icon
121
Southern Company
SO
$110B
$1.27M 0.18%
28,288
+7,889
+39% +$350K
QABA icon
122
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$1.25M 0.17%
23,449
+6,297
+37% +$341K
SPHD icon
123
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.24M 0.17%
31,388
-11,767
-27% -$480K
IJK icon
124
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.2M 0.17%
21,932
+16,608
+312% +$918K
IBM icon
125
IBM
IBM
$202B
$1.16M 0.16%
7,865
+3,137
+66% +$475K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Prospera Financial Services held 474 positions worth $716M, up 9.4% from $655M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $41.7M of net new capital in Q1 2018, opening 79 new positions and adding to 236 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class A, an estimated $33.9M trimmed.

  • Prospera Financial Services's largest Q1 2018 buy was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2018, an estimated $3.9M increase.
  • Prospera Financial Services's biggest Q1 2018 reduction was Berkshire Hathaway Class A, cutting an estimated $33.9M.
  • Prospera Financial Services fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $1.98M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $716M portfolio in Q1 2018.
  • Prospera Financial Services opened 79 new positions and closed 33 in Q1 2018.
  • Prospera Financial Services's portfolio value rose 9.4% quarter-over-quarter to $716M.

Based on Prospera Financial Services's 13F filing for Q1 2018, filed 12 Apr 2018.