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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
101
MetLife
MET
$59.5B
$1.42M 0.22%
28,043
-1,933
-6% -$102K
VYM icon
102
Vanguard High Dividend Yield ETF
VYM
$80.6B
$1.42M 0.22%
16,530
+7,312
+79% +$611K
CHY
103
Calamos Convertible and High Income Fund
CHY
$1.05B
$1.39M 0.21%
117,235
-8,600
-7% -$102K
GOOG icon
104
Alphabet (Google) Class C
GOOG
$3.89T
$1.39M 0.21%
26,100
-6,380
-20% -$325K
VNQ icon
105
Vanguard Real Estate ETF
VNQ
$39.1B
$1.37M 0.21%
16,856
-403
-2% -$33.8K
HYG icon
106
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.37M 0.21%
15,640
-3,489
-18% -$306K
PFE icon
107
Pfizer
PFE
$143B
$1.36M 0.21%
39,207
+1,772
+5% +$60.4K
NFG icon
108
National Fuel Gas
NFG
$7.8B
$1.34M 0.21%
24,360
-2,338
-9% -$134K
BAC icon
109
Bank of America
BAC
$430B
$1.3M 0.2%
43,285
-15,653
-27% -$431K
FTXO icon
110
First Trust Nasdaq Bank ETF
FTXO
$303M
$1.3M 0.2%
43,888
+3,624
+9% +$103K
NKE icon
111
Nike
NKE
$60.8B
$1.28M 0.2%
20,235
-1,277
-6% -$73.4K
FEM icon
112
First Trust Emerging Markets AlphaDEX Fund
FEM
$756M
$1.27M 0.19%
45,151
+3,930
+10% +$107K
DUK icon
113
Duke Energy
DUK
$101B
$1.24M 0.19%
14,913
-1,389
-9% -$121K
WFC icon
114
Wells Fargo
WFC
$261B
$1.23M 0.19%
19,850
+225
+1% +$12.7K
BLK icon
115
Blackrock
BLK
$161B
$1.15M 0.18%
2,222
+42
+2% +$20.4K
BRK.B icon
116
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.08M 0.17%
5,442
+1,043
+24% +$198K
AMAT icon
117
Applied Materials
AMAT
$447B
$1.07M 0.16%
20,097
+12,065
+150% +$654K
VXF icon
118
Vanguard Extended Market ETF
VXF
$30.4B
$1.06M 0.16%
9,390
-1,418
-13% -$155K
VEA icon
119
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.06M 0.16%
23,162
+11,148
+93% +$493K
FDT icon
120
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.05M 0.16%
16,728
+886
+6% +$53.8K
VONV icon
121
Vanguard Russell 1000 Value ETF
VONV
$20.2B
$1.05M 0.16%
19,136
+2,036
+12% +$108K
IEFA icon
122
iShares Core MSCI EAFE ETF
IEFA
$185B
$1.05M 0.16%
15,557
+431
+3% +$28.1K
DIS icon
123
Walt Disney
DIS
$161B
$1.03M 0.16%
9,426
-2,527
-21% -$260K
QTEC icon
124
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$1.03M 0.16%
13,876
+625
+5% +$45K
NEE icon
125
NextEra Energy
NEE
$187B
$1.02M 0.16%
26,832
+2,132
+9% +$82.3K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.