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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
101
McDonald's
MCD
$187B
$1.42M 0.22%
9,032
+1,566
+21% +$245K
DVY icon
102
iShares Select Dividend ETF
DVY
$23.6B
$1.4M 0.21%
14,959
+1,314
+10% +$122K
DWAS icon
103
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$1.38M 0.21%
28,989
+1,200
+4% +$52.7K
APO icon
104
Apollo Global Management
APO
$68.6B
$1.37M 0.21%
+45,263
New +$1.3M
DUK icon
105
Duke Energy
DUK
$101B
$1.37M 0.21%
16,302
+1,166
+8% +$99.8K
LMT icon
106
Lockheed Martin
LMT
$131B
$1.34M 0.2%
4,288
+805
+23% +$240K
VTI icon
107
Vanguard Total Stock Market ETF
VTI
$654B
$1.32M 0.2%
10,101
+772
+8% +$97.8K
PG icon
108
Procter & Gamble
PG
$342B
$1.29M 0.2%
14,108
+783
+6% +$71.3K
PFE icon
109
Pfizer
PFE
$143B
$1.27M 0.19%
37,435
-1,351
-3% -$43.4K
VBR icon
110
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.27M 0.19%
9,868
-2,435
-20% -$300K
EPD icon
111
Enterprise Products Partners
EPD
$83.9B
$1.22M 0.19%
46,724
+576
+1% +$15.2K
FDN icon
112
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$1.21M 0.18%
11,723
+2,272
+24% +$225K
RFAP
113
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$1.19M 0.18%
20,247
+5,203
+35% +$301K
DIS icon
114
Walt Disney
DIS
$161B
$1.19M 0.18%
11,953
+685
+6% +$70.5K
VXF icon
115
Vanguard Extended Market ETF
VXF
$30.4B
$1.17M 0.18%
10,808
-373
-3% -$38.5K
IFLN
116
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$1.16M 0.18%
60,819
-2,103
-3% -$40K
PSEC icon
117
Prospect Capital
PSEC
$1.06B
$1.16M 0.18%
171,760
-21,825
-11% -$164K
GYLD icon
118
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$1.14M 0.17%
62,025
+2,700
+5% +$49.3K
FEM icon
119
First Trust Emerging Markets AlphaDEX Fund
FEM
$756M
$1.13M 0.17%
41,221
-302
-0.7% -$7.85K
MINT icon
120
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.13M 0.17%
11,073
-467
-4% -$47.5K
NKE icon
121
Nike
NKE
$60.8B
$1.12M 0.17%
21,512
+578
+3% +$32.4K
FTXO icon
122
First Trust Nasdaq Bank ETF
FTXO
$303M
$1.11M 0.17%
40,264
+1,496
+4% +$39.4K
IWM icon
123
iShares Russell 2000 ETF
IWM
$81.2B
$1.1M 0.17%
7,414
-12,975
-64% -$1.83M
WFC icon
124
Wells Fargo
WFC
$261B
$1.08M 0.16%
19,625
+143
+0.7% +$7.6K
MMM icon
125
3M
MMM
$87.5B
$1.08M 0.16%
6,067
+500
+9% +$86.6K
3 4
5
6 7

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.