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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
101
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$661K 0.15%
8,622
-3,967
-32% -$308K
TAL
102
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$651K 0.14%
+40,957
New +$719K
GLD icon
103
SPDR Gold Trust
GLD
$131B
$649K 0.14%
6,394
-40
-0.6% -$4.23K
VYM icon
104
Vanguard High Dividend Yield ETF
VYM
$81.1B
$646K 0.14%
9,677
+8
+0.1% +$537
FDL icon
105
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$633K 0.14%
26,703
+1,300
+5% +$30.7K
DUK icon
106
Duke Energy
DUK
$102B
$617K 0.14%
8,641
+4,232
+96% +$298K
FXH icon
107
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$616K 0.14%
10,198
-5,820
-36% -$348K
SYY icon
108
Sysco
SYY
$39.7B
$611K 0.13%
14,906
-27,088
-65% -$1.11M
COP icon
109
ConocoPhillips
COP
$147B
$603K 0.13%
12,920
-838
-6% -$43.8K
BAC icon
110
Bank of America
BAC
$435B
$598K 0.13%
35,508
-10,528
-23% -$178K
GOOGL icon
111
Alphabet (Google) Class A
GOOGL
$3.91T
$595K 0.13%
+15,300
New +$566K
BLK icon
112
Blackrock
BLK
$164B
$593K 0.13%
1,742
+172
+11% +$58.5K
FTSM icon
113
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$586K 0.13%
9,795
– –
USMV icon
114
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$586K 0.13%
14,018
+5,237
+60% +$218K
VFC icon
115
VF Corp
VFC
$6.68B
$584K 0.13%
9,968
+777
+8% +$48.5K
PM icon
116
Philip Morris
PM
$301B
$574K 0.13%
6,535
-1,689
-21% -$147K
PSX icon
117
Phillips 66
PSX
$82.9B
$573K 0.13%
7,008
-13
-0.2% -$1.12K
DWAS icon
118
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$568K 0.12%
15,100
+1,000
+7% +$38.6K
MLPA icon
119
Global X MLP ETF
MLPA
$2.28B
$565K 0.12%
+9,067
New +$588K
IIM icon
120
Invesco Value Municipal Income Trust
IIM
$583M
$554K 0.12%
34,100
+15,100
+79% +$239K
LMT icon
121
Lockheed Martin
LMT
$134B
$550K 0.12%
2,534
+336
+15% +$72.9K
HD icon
122
Home Depot
HD
$332B
$536K 0.12%
4,053
-66
-2% -$8.4K
BKLN icon
123
Invesco Senior Loan ETF
BKLN
$7.1B
$522K 0.11%
23,299
+2,547
+12% +$58K
FHLC icon
124
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$518K 0.11%
15,008
+4,191
+39% +$142K
SLB icon
125
SLB Ltd
SLB
$78.4B
$518K 0.11%
+7,431
New +$556K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.