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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$6.21B
AUM Growth
+$117M
Cap. Flow
+$204M
Cap. Flow %
3.29%
Top 10 Hldgs %
17.16%
Holding
1,510
New
151
Increased
682
Reduced
523
Closed
93

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$19.2M
2
NFLX icon
Netflix
NFLX
+$17.2M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$11.9M
4
IEZ icon
iShares US Oil Equipment & Services ETF
IEZ
+$11M
5
ADI icon
Analog Devices
ADI
+$10.1M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$16.2M
2
IBM icon
IBM
IBM
+$13.2M
3
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$12.2M
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$8.98M
5
FTGS icon
First Trust Growth Strength ETF
FTGS
+$8.88M

Sector Composition

Rank Sector Weight
1 Technology 16.74%
2 Financials 7.11%
3 Industrials 7.11%
4 Communication Services 4.92%
5 Healthcare 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGDM icon
1051
Sprott Gold Miners ETF
SGDM
$543M
$436K 0.01%
5,779
+50
+0.9% +$4.03K
SAUG icon
1052
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
$436K 0.01%
16,939
– –
VONV icon
1053
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$435K 0.01%
4,644
-3
-0.1% -$288
DLR icon
1054
Digital Realty Trust
DLR
$71.5B
$434K 0.01%
2,406
+173
+8% +$29.6K
BN icon
1055
Brookfield
BN
$104B
$434K 0.01%
10,713
-1,013
-9% -$44.9K
VIOG icon
1056
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$432K 0.01%
3,467
-87
-2% -$11.1K
FG icon
1057
F&G Annuities & Life
FG
$4.03B
$431K 0.01%
+17,038
New +$444K
VTHR icon
1058
Vanguard Russell 3000 ETF
VTHR
$4.64B
$431K 0.01%
1,500
– –
GPN icon
1059
Global Payments
GPN
$23.9B
$429K 0.01%
6,371
-32
-0.5% -$2.36K
MUNI icon
1060
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$426K 0.01%
8,166
+38
+0.5% +$2K
MUST icon
1061
Columbia Multi-Sector Municipal Income ETF
MUST
$590M
$423K 0.01%
20,600
– –
ARKX icon
1062
ARK Space & Defense Innovation ETF
ARKX
$792M
$422K 0.01%
+14,387
New +$460K
REGL icon
1063
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.78B
$422K 0.01%
4,882
-346
-7% -$30.8K
DFGX icon
1064
Dimensional International Core Fixed Income ETF
DFGX
$1.71B
$421K 0.01%
+8,033
New +$425K
RGA icon
1065
Reinsurance Group of America
RGA
$15.9B
$420K 0.01%
2,059
+158
+8% +$32.7K
CLX icon
1066
Clorox
CLX
$12.1B
$420K 0.01%
4,045
+848
+27% +$96.1K
DOV icon
1067
Dover
DOV
$27.4B
$419K 0.01%
2,009
-490
-20% -$105K
MUC icon
1068
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$419K 0.01%
+40,300
New +$435K
PGX icon
1069
Invesco Preferred ETF
PGX
$3.81B
$419K 0.01%
38,505
+4,369
+13% +$49.4K
DEO icon
1070
Diageo
DEO
$49.4B
$418K 0.01%
+5,612
New +$490K
FLXR
1071
TCW Flexible Income ETF
FLXR
$3.45B
$418K 0.01%
10,650
+2,275
+27% +$90K
CARR icon
1072
Carrier Global
CARR
$52.5B
$418K 0.01%
7,414
-1,201
-14% -$71.1K
CTBI icon
1073
Community Trust Bancorp
CTBI
$1.42B
$418K 0.01%
6,873
-176
-2% -$10.7K
DFAT icon
1074
Dimensional US Targeted Value ETF
DFAT
$14.8B
$417K 0.01%
6,673
+296
+5% +$18.8K
GSL icon
1075
Global Ship Lease
GSL
$1.57B
$416K 0.01%
11,174
+49
+0.4% +$1.84K
41 42
43
44 45

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2026 Portfolio in Review

As of Q1 2026, Prospera Financial Services held 1,510 positions worth $6.21B, up 1.9% from $6.09B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Prospera Financial Services deployed $204M of net new capital in Q1 2026, opening 151 new positions and adding to 682 existing holdings. Its largest new stake was iShare MSCI Eurozone ETF: 77,710 shares worth $4.87M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Silver Trust, an estimated $16.2M trimmed.

  • Prospera Financial Services's largest Q1 2026 buy was iShare MSCI Eurozone ETF: 77,710 shares worth $4.87M.
  • Prospera Financial Services added most to Johnson & Johnson in Q1 2026, an estimated $19.2M increase.
  • Prospera Financial Services's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $16.2M.
  • Prospera Financial Services fully exited iShares US Consumer Discretionary ETF in Q1 2026, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 17% of its $6.21B portfolio in Q1 2026.
  • Prospera Financial Services opened 151 new positions and closed 93 in Q1 2026.
  • Prospera Financial Services's portfolio value rose 1.9% quarter-over-quarter to $6.21B.

Based on Prospera Financial Services's 13F filing for Q1 2026, filed 14 Apr 2026.