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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
1051
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$176K 0.01%
24,487
-6,802
-22% -$48.3K
CNCR
1052
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$166K 0.01%
10,000
– –
FEI
1053
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$166K ﹤0.01%
17,158
– –
MOMO
1054
Hello Group
MOMO
$869M
$166K ﹤0.01%
26,716
-2,991
-10% -$19K
NIO icon
1055
NIO
NIO
$11.7B
$165K ﹤0.01%
36,610
-962
-3% -$5.8K
MAG
1056
DELISTED
MAG Silver
MAG
$162K ﹤0.01%
+15,275
New +$140K
AURA icon
1057
Aura Biosciences
AURA
$729M
$160K ﹤0.01%
+20,426
New +$169K
OIA icon
1058
Invesco Municipal Income Opportunities Trust
OIA
$293M
$156K ﹤0.01%
23,812
+1,658
+7% +$10.6K
HYT icon
1059
BlackRock Corporate High Yield Fund
HYT
$1.36B
$151K ﹤0.01%
15,458
+4,966
+47% +$47.9K
VVR icon
1060
Invesco Senior Income Trust
VVR
$454M
$146K ﹤0.01%
34,204
+204
+0.6% +$847
SHLS icon
1061
Shoals Technologies Group
SHLS
$1.43B
$133K ﹤0.01%
11,871
-1,020
-8% -$14K
SOUN icon
1062
SoundHound AI
SOUN
$2.72B
$121K ﹤0.01%
+20,601
New +$81.6K
AGNC icon
1063
AGNC Investment
AGNC
$12.9B
$104K ﹤0.01%
+10,536
New +$102K
HYLN icon
1064
Hyliion Holdings
HYLN
$631M
$101K ﹤0.01%
57,318
-175
-0.3% -$230
ARDX icon
1065
Ardelyx
ARDX
$1.25B
$98.3K ﹤0.01%
+13,461
New +$115K
MQ icon
1066
Marqeta
MQ
$1.9B
$94.6K ﹤0.01%
3,967
+255
+7% +$6.31K
JOBY icon
1067
Joby Aviation
JOBY
$7.15B
$88.6K ﹤0.01%
16,525
+200
+1% +$1.13K
AG icon
1068
First Majestic Silver
AG
$7.75B
$80.3K ﹤0.01%
13,650
+2,000
+17% +$10K
POWW icon
1069
Outdoor Holding Co
POWW
$256M
$79.1K ﹤0.01%
28,780
+7,450
+35% +$17.4K
LYG icon
1070
Lloyds Banking Group
LYG
$87.2B
$67.2K ﹤0.01%
25,949
-5,513
-18% -$12.7K
PLUG icon
1071
Plug Power
PLUG
$2.73B
$63.9K ﹤0.01%
18,568
-1,003
-5% -$3.73K
ABTC
1072
American Bitcoin Corp
ABTC
$400M
$62.9K ﹤0.01%
+563
New +$170K
SIRI icon
1073
SiriusXM
SIRI
$10.7B
$61.4K ﹤0.01%
1,583
+125
+9% +$5.94K
MPT
1074
Medical Properties Trust
MPT
$2.89B
$61.3K ﹤0.01%
13,045
+768
+6% +$2.94K
NAT icon
1075
Nordic American Tanker
NAT
$1.35B
$59.9K ﹤0.01%
15,281
+509
+3% +$2.14K
41 42
43
44 45

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.