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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HI
1051
DELISTED
Hillenbrand
HI
– –
-152
Closed -$4K
HIG icon
1052
Hartford Financial Services
HIG
$39.9B
– –
-1,214
Closed -$45K
HII icon
1053
Huntington Ingalls Industries
HII
$11B
– –
-955
Closed -$134K
HL icon
1054
Hecla Mining
HL
$9.49B
– –
-248
Closed -$1K
HMC icon
1055
Honda
HMC
$39.8B
– –
-69
Closed -$2K
HNDL icon
1056
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$627M
– –
-1,500
Closed -$37K
HOUS
1057
DELISTED
Anywhere Real Estate
HOUS
– –
-99
Closed -$1K
HP icon
1058
Helmerich & Payne
HP
$3.34B
– –
-317
Closed -$5K
HPQ icon
1059
HP
HPQ
$26B
– –
-89
Closed -$2K
HQL
1060
abrdn Life Sciences Investors
HQL
$584M
– –
-300
Closed -$5K
HQY icon
1061
HealthEquity
HQY
$8.71B
– –
-200
Closed -$10K
HRL icon
1062
Hormel Foods
HRL
$14.2B
– –
-2,635
Closed -$129K
HRB icon
1063
H&R Block
HRB
$5.98B
– –
-400
Closed -$7K
HRTX icon
1064
Heron Therapeutics
HRTX
$93.4M
– –
-7,042
Closed -$104K
HSBC icon
1065
HSBC
HSBC
$352B
– –
-140
Closed -$3K
HSIC icon
1066
Henry Schein
HSIC
$9.78B
– –
-250
Closed -$15K
HTRB icon
1067
Hartford Total Return Bond ETF
HTRB
$2.22B
– –
-2,395
Closed -$99K
HUBS icon
1068
HubSpot
HUBS
$12.9B
– –
-655
Closed -$191K
HUM icon
1069
Humana
HUM
$43.9B
– –
-94
Closed -$39K
HWC icon
1070
Hancock Whitney
HWC
$6.19B
– –
-2,340
Closed -$44K
HWM icon
1071
Howmet Aerospace
HWM
$109B
– –
-413
Closed -$7K
HXL icon
1072
Hexcel
HXL
$7.97B
– –
-34
Closed -$1K
HYZD icon
1073
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$258M
– –
-20,452
Closed -$425K
IAGG icon
1074
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
– –
-62
Closed -$3K
IBN icon
1075
ICICI Bank
IBN
$107B
– –
-172
Closed -$2K
41 42
43
44 45

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.