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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNR icon
1026
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.72B
$405K 0.01%
6,835
+447
+7% +$25.4K
FDUS icon
1027
Fidus Investment
FDUS
$766M
$405K 0.01%
19,966
-205
-1% -$4.32K
HEI.A icon
1028
HEICO Corp Class A
HEI.A
$36.8B
$403K 0.01%
1,587
-5
-0.3% -$1.25K
LEU icon
1029
Centrus Energy
LEU
$3.34B
$403K 0.01%
1,300
-60
-4% -$13.3K
RBLX icon
1030
Roblox
RBLX
$35.4B
$403K 0.01%
2,907
-7,526
-72% -$935K
NAC icon
1031
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$403K 0.01%
35,000
– –
EVMO
1032
Eaton Vance Mortgage Opportunities ETF
EVMO
$863M
$401K 0.01%
+7,937
New +$399K
MBCN
1033
DELISTED
Middlefield Banc Corp
MBCN
$400K 0.01%
+13,328
New +$401K
ROAM icon
1034
Hartford Multifactor Emerging Markets ETF
ROAM
$105M
$399K 0.01%
14,335
-350
-2% -$9.45K
USFR icon
1035
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$399K 0.01%
7,933
+482
+6% +$24.3K
HBAN icon
1036
Huntington Bancshares
HBAN
$35B
$399K 0.01%
23,076
+95
+0.4% +$1.62K
ALK icon
1037
Alaska Air
ALK
$5.42B
$399K 0.01%
8,006
-229
-3% -$12.7K
ACWI icon
1038
iShares MSCI ACWI ETF
ACWI
$32.5B
$397K 0.01%
2,870
-46
-2% -$6.11K
AB icon
1039
AllianceBernstein
AB
$3.49B
$397K 0.01%
10,383
-3,993
-28% -$160K
CLX icon
1040
Clorox
CLX
$12.1B
$396K 0.01%
3,204
-2,318
-42% -$288K
HMC icon
1041
Honda
HMC
$39.3B
$395K 0.01%
12,810
-500
-4% -$16.3K
IQV icon
1042
IQVIA
IQV
$40B
$393K 0.01%
2,069
+316
+18% +$57.5K
CTBI icon
1043
Community Trust Bancorp
CTBI
$1.42B
$391K 0.01%
6,983
+447
+7% +$25.1K
IVZ icon
1044
Invesco
IVZ
$13B
$391K 0.01%
17,032
+1,022
+6% +$21.2K
USAI icon
1045
Pacer American Energy Infrastructure ETF
USAI
$126M
$391K 0.01%
9,803
-2,125
-18% -$84.2K
AA icon
1046
Alcoa
AA
$11.7B
$391K 0.01%
11,877
+2,722
+30% +$84.6K
RJF icon
1047
Raymond James Financial
RJF
$34B
$390K 0.01%
2,260
-667
-23% -$111K
JAVA icon
1048
JPMorgan Active Value ETF
JAVA
$6.81B
$387K 0.01%
5,603
+921
+20% +$61.8K
AHCO icon
1049
AdaptHealth
AHCO
$1.53B
$385K 0.01%
43,037
-250
-0.6% -$2.31K
PBR icon
1050
Petrobras
PBR
$116B
$385K 0.01%
30,402
-121
-0.4% -$1.52K
40 41
42
43 44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.