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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNTY
1026
DELISTED
Guaranty Bancshares
GNTY
– –
-613
Closed -$14K
B
1027
Barrick Mining
B
$60.9B
– –
-565
Closed -$16K
GOOD
1028
Gladstone Commercial Corp
GOOD
$623M
– –
-1,480
Closed -$25K
GOVT icon
1029
iShares US Treasury Bond ETF
GOVT
$43.7B
– –
-6,183
Closed -$173K
GP
1030
GreenPower Motor Co
GP
$10.5M
– –
-15
Closed -$2K
GPC icon
1031
Genuine Parts
GPC
$17.9B
– –
-599
Closed -$57K
GPN icon
1032
Global Payments
GPN
$24.1B
– –
-9
Closed -$2K
GRPN icon
1033
Groupon
GRPN
$1.03B
– –
-560
Closed -$11K
GTE icon
1034
Gran Tierra Energy
GTE
$236M
– –
-500
Closed -$1K
GTN icon
1035
Gray Television
GTN
$437M
– –
-2,000
Closed -$28K
GTO icon
1036
Invesco Total Return Bond ETF
GTO
$2.42B
– –
-269
Closed -$16K
GWRE icon
1037
Guidewire Software
GWRE
$13.9B
– –
-401
Closed -$42K
GXC icon
1038
State Street SPDR S&P China ETF
GXC
$456M
– –
-100
Closed -$12K
HACK icon
1039
Amplify Cybersecurity ETF
HACK
$2.6B
– –
-100
Closed -$5K
HASI icon
1040
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
– –
-3,434
Closed -$145K
HBAN icon
1041
Huntington Bancshares
HBAN
$34B
– –
-996
Closed -$9K
HBCP icon
1042
Home Bancorp
HBCP
$558M
– –
-1,276
Closed -$31K
HBNC icon
1043
Horizon Bancorp
HBNC
$1.06B
– –
-200
Closed -$2K
HCA icon
1044
HCA Healthcare
HCA
$88.4B
– –
-60
Closed -$7K
HCSG icon
1045
Healthcare Services Group
HCSG
$1.61B
– –
-70
Closed -$2K
HEDJ icon
1046
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
– –
-2,244
Closed -$69K
HEI icon
1047
HEICO Corp
HEI
$49.6B
– –
-120
Closed -$13K
HEI.A icon
1048
HEICO Corp Class A
HEI.A
$36B
– –
-400
Closed -$35K
HESM icon
1049
Hess Midstream
HESM
$5.19B
– –
-435
Closed -$7K
HEZU icon
1050
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$560M
– –
-385
Closed -$11K
40 41
42
43 44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.