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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNL icon
1001
United States 12 Month Natural Gas Fund
UNL
$13.5M
– –
-21,129
Closed -$364K
VALE icon
1002
Vale
VALE
$62.9B
– –
-153,425
Closed -$2.6M
VFH icon
1003
Vanguard Financials ETF
VFH
$13.5B
– –
-4,113
Closed -$340K
VFMO icon
1004
Vanguard US Momentum Factor ETF
VFMO
$1.79B
– –
-2,776
Closed -$317K
VGM icon
1005
Invesco Trust Investment Grade Municipals
VGM
$549M
– –
-12,259
Closed -$123K
VMC icon
1006
Vulcan Materials
VMC
$36.9B
– –
-1,144
Closed -$200K
WCN
1007
Waste Connections
WCN
$42.7B
– –
-1,767
Closed -$234K
WES icon
1008
Western Midstream Partners
WES
$19.3B
– –
-12,470
Closed -$335K
XMLV icon
1009
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
– –
-6,944
Closed -$371K
XYLD icon
1010
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
– –
-23,426
Closed -$922K
XYLG icon
1011
Global X S&P 500 Covered Call & Growth ETF
XYLG
$64.3M
– –
-8,885
Closed -$224K
KRTX
1012
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-1,121
Closed -$220K
SJI
1013
DELISTED
South Jersey Industries, Inc.
SJI
– –
-5,716
Closed -$203K
SBNY
1014
DELISTED
Signature Bank
SBNY
– –
-2,252
Closed -$259K
37 38 39 40
41

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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.