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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDX icon
976
Celldex Therapeutics
CLDX
$2.79B
$244K 0.01%
+5,822
New +$239K
BNY
977
Bank of New York Mellon
BNY
$106B
$243K 0.01%
4,224
-953
-18% -$52.5K
GH icon
978
Guardant Health
GH
$19B
$243K 0.01%
11,792
+4,044
+52% +$86.7K
OTIS icon
979
Otis Worldwide
OTIS
$28B
$242K 0.01%
2,439
-209
-8% -$19.3K
OI icon
980
O-I Glass
OI
$1.39B
$242K 0.01%
14,615
-1,407
-9% -$22.3K
FLCB icon
981
Franklin US Core Bond ETF
FLCB
$3.03B
$242K 0.01%
11,332
-447
-4% -$9.53K
WCN
982
Waste Connections
WCN
$42.7B
$241K 0.01%
+1,402
New +$225K
EL icon
983
Estee Lauder
EL
$30.7B
$241K 0.01%
+1,561
New +$221K
AMKR icon
984
Amkor Technology
AMKR
$11.3B
$240K 0.01%
7,436
-1,636
-18% -$51.9K
WBD icon
985
Warner Bros
WBD
$64.2B
$240K 0.01%
27,455
-4,271
-13% -$41.2K
EEMV icon
986
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
$239K 0.01%
4,224
-119
-3% -$6.63K
FNF icon
987
Fidelity National Financial
FNF
$14.6B
$239K 0.01%
4,495
-98
-2% -$4.94K
JHMM icon
988
John Hancock Multifactor Mid Cap ETF
JHMM
$5.96B
$238K 0.01%
4,144
+229
+6% +$12.3K
DES icon
989
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$237K 0.01%
7,265
-49,362
-87% -$1.54M
NVT icon
990
nVent Electric
NVT
$22.9B
$236K 0.01%
3,130
-50,044
-94% -$3.21M
FALN icon
991
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$235K 0.01%
8,766
-182
-2% -$4.84K
GFEB icon
992
FT Vest US Equity Moderate Buffer ETF February
GFEB
$378M
$235K 0.01%
+6,835
New +$230K
HGV icon
993
Hilton Grand Vacations
HGV
$4.14B
$235K 0.01%
4,986
-433
-8% -$18.9K
IGE icon
994
iShares North American Natural Resources ETF
IGE
$726M
$235K 0.01%
5,221
-147
-3% -$6.03K
FXG icon
995
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$233K 0.01%
3,405
+75
+2% +$4.82K
GLPI icon
996
Gaming and Leisure Properties
GLPI
$13B
$233K 0.01%
+5,055
New +$233K
GYLD icon
997
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$231K 0.01%
17,510
– –
RDN icon
998
Radian Group
RDN
$5.22B
$230K 0.01%
6,885
-827
-11% -$24.3K
AOK icon
999
iShares Core Conservative Allocation ETF
AOK
$788M
$229K 0.01%
6,222
+298
+5% +$10.8K
OXLC
1000
Oxford Lane Capital
OXLC
$854M
$228K 0.01%
8,957
+697
+8% +$17.9K
38 39
40
41 42

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.