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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMDY icon
976
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$552M
– –
-10,232
Closed -$596K
CMG icon
977
Chipotle Mexican Grill
CMG
$43B
– –
-12,650
Closed -$331K
CNC icon
978
Centene
CNC
$31.6B
– –
-1,778
Closed -$150K
CNK icon
979
Cinemark Holdings
CNK
$4.09B
– –
-1,300
Closed -$20K
CNM icon
980
Core & Main
CNM
$8.23B
– –
-525
Closed -$12K
CNP icon
981
CenterPoint Energy
CNP
$28.8B
– –
-1,111
Closed -$33K
CNX icon
982
CNX Resources
CNX
$4.84B
– –
-67,264
Closed -$1.11M
CNXC icon
983
Concentrix
CNXC
$1.55B
– –
-334
Closed -$45K
COIN icon
984
Coinbase
COIN
$44.2B
– –
-3,180
Closed -$150K
COKE icon
985
Coca-Cola Consolidated
COKE
$13B
– –
-1,390
Closed -$78K
COLD icon
986
Americold
COLD
$4.17B
– –
-167
Closed -$5K
COO icon
987
Cooper Companies
COO
$14.1B
– –
-1,876
Closed -$147K
COOP
988
DELISTED
Mr. Cooper
COOP
– –
-100
Closed -$4K
COPX icon
989
Global X Copper Miners ETF NEW
COPX
$7.07B
– –
-28,631
Closed -$870K
COTY icon
990
Coty
COTY
$2.45B
– –
-1,692
Closed -$14K
CPRT icon
991
Copart
CPRT
$28.4B
– –
-7,672
Closed -$208K
CPRI icon
992
Capri Holdings
CPRI
$1.88B
– –
-244
Closed -$10K
CRK icon
993
Comstock Resources
CRK
$3.64B
– –
-716
Closed -$9K
CRL icon
994
Charles River Laboratories
CRL
$11.6B
– –
-772
Closed -$165K
CRNC icon
995
Cerence
CRNC
$368M
– –
-157
Closed -$4K
CRON
996
Cronos Group
CRON
$1.06B
– –
-2,180
Closed -$6K
CRSP icon
997
CRISPR Therapeutics
CRSP
$4.68B
– –
-1,346
Closed -$82K
CSM icon
998
ProShares Large Cap Core Plus
CSM
$513M
– –
-114
Closed -$5K
CSTM icon
999
Constellium
CSTM
$3.96B
– –
-7,591
Closed -$100K
CSTL icon
1000
Castle Biosciences
CSTL
$725M
– –
-125
Closed -$3K
38 39
40
41 42

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.