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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
76
Abbott
ABT
$180B
$15.9M 0.27%
118,826
+4,440
+4% +$583K
AMD icon
77
Advanced Micro Devices
AMD
$851B
$15.9M 0.27%
98,308
+27,839
+40% +$4.49M
DIA icon
78
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$15.7M 0.27%
33,867
+1,462
+5% +$659K
UNP icon
79
Union Pacific
UNP
$183B
$15.7M 0.27%
66,470
+2,619
+4% +$590K
PHYS icon
80
Sprott Physical Gold
PHYS
$14.6B
$15.5M 0.27%
524,900
+42,057
+9% +$1.12M
AGG icon
81
iShares Core US Aggregate Bond ETF
AGG
$138B
$15.3M 0.26%
152,548
+771
+0.5% +$76.5K
PEP icon
82
PepsiCo
PEP
$186B
$15.2M 0.26%
107,847
-4,090
-4% -$584K
CGMS icon
83
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$15.1M 0.26%
542,730
+17,074
+3% +$473K
ETN icon
84
Eaton
ETN
$157B
$15M 0.26%
40,070
-10
-0% -$3.64K
AMLP icon
85
Alerian MLP ETF
AMLP
$13B
$14.9M 0.25%
318,285
-23,425
-7% -$1.13M
FTGS icon
86
First Trust Growth Strength ETF
FTGS
$1.26B
$14.8M 0.25%
410,713
-44,049
-10% -$1.55M
RFDA icon
87
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$14.6M 0.25%
232,266
+12,311
+6% +$744K
IAU icon
88
iShares Gold Trust
IAU
$63B
$14.6M 0.25%
200,457
-76,151
-28% -$4.97M
UNH icon
89
UnitedHealth
UNH
$382B
$14.4M 0.25%
41,817
-249
-0.6% -$75.3K
UBER icon
90
Uber
UBER
$134B
$14.4M 0.25%
146,796
+7,774
+6% +$727K
GE icon
91
GE Aerospace
GE
$367B
$14.4M 0.24%
47,706
+7,315
+18% +$2M
TLT icon
92
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$14M 0.24%
156,243
-3,119
-2% -$273K
ITA icon
93
iShares US Aerospace & Defense ETF
ITA
$14.2B
$13.6M 0.23%
65,084
-1,705
-3% -$336K
IYJ icon
94
iShares US Industrials ETF
IYJ
$1.98B
$13.6M 0.23%
93,290
+15,386
+20% +$2.23M
CRWD icon
95
CrowdStrike
CRWD
$187B
$13.6M 0.23%
110,908
+6,448
+6% +$733K
IYC icon
96
iShares US Consumer Discretionary ETF
IYC
$1.12B
$13.2M 0.23%
126,299
-1,085
-0.9% -$111K
IEF icon
97
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$13.1M 0.22%
135,706
+3,018
+2% +$289K
XLF icon
98
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$13M 0.22%
242,039
+72,316
+43% +$3.83M
VO icon
99
Vanguard Mid-Cap ETF
VO
$106B
$13M 0.22%
176,344
-1,076
-0.6% -$77.3K
TCAF icon
100
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$12.5M 0.21%
331,316
-5,771
-2% -$211K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.