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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
76
Prologis
PLD
$137B
$9.29M 0.28%
71,317
+565
+0.8% +$73.8K
JEPQ icon
77
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39B
$9.18M 0.27%
169,255
+24,504
+17% +$1.28M
SMH icon
78
VanEck Semiconductor ETF
SMH
$66.1B
$9.03M 0.27%
40,126
-1,625
-4% -$327K
UNH icon
79
UnitedHealth
UNH
$379B
$9.01M 0.27%
18,201
-8,373
-32% -$4.26M
BUFR icon
80
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$8.95M 0.27%
320,279
-457,860
-59% -$12.5M
NVO
81
Novo Nordisk
NVO
$220B
$8.94M 0.27%
69,658
-8,203
-11% -$976K
IYC icon
82
iShares US Consumer Discretionary ETF
IYC
$1.14B
$8.9M 0.27%
+108,526
New +$8.46M
UPS icon
83
United Parcel Service
UPS
$96B
$8.68M 0.26%
58,411
+3,807
+7% +$579K
VO icon
84
Vanguard Mid-Cap ETF
VO
$107B
$8.65M 0.26%
138,440
+10,880
+9% +$643K
MGK icon
85
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$8.35M 0.25%
145,685
+11,110
+8% +$613K
HON icon
86
Honeywell
HON
$77.9B
$8.28M 0.25%
42,772
+2,368
+6% +$446K
RFDI icon
87
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$8.23M 0.25%
128,084
+1,115
+0.9% +$69.3K
IJT icon
88
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$8.14M 0.24%
62,264
-1,516
-2% -$189K
IWM icon
89
iShares Russell 2000 ETF
IWM
$80.3B
$8.11M 0.24%
38,527
+328
+0.9% +$65.4K
EPD icon
90
Enterprise Products Partners
EPD
$82.5B
$8M 0.24%
274,290
+20,072
+8% +$551K
TSM icon
91
TSMC
TSM
$2.07T
$7.91M 0.24%
58,104
+5,471
+10% +$680K
BUFQ icon
92
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.5B
$7.68M 0.23%
271,141
-23,967
-8% -$664K
SHEL icon
93
Shell
SHEL
$239B
$7.63M 0.23%
113,816
+4,052
+4% +$260K
IJR icon
94
iShares Core S&P Small-Cap ETF
IJR
$110B
$7.61M 0.23%
68,830
-22,211
-24% -$2.36M
LHX icon
95
L3Harris
LHX
$56.5B
$7.53M 0.22%
35,312
+1,612
+5% +$339K
AMGN icon
96
Amgen
AMGN
$203B
$7.49M 0.22%
26,337
-450
-2% -$132K
INTC icon
97
Intel
INTC
$462B
$7.48M 0.22%
169,213
+111,291
+192% +$4.96M
ADBE icon
98
Adobe
ADBE
$94.5B
$7.42M 0.22%
14,710
+1,494
+11% +$856K
ADI icon
99
Analog Devices
ADI
$181B
$7.38M 0.22%
37,288
+988
+3% +$190K
KNG icon
100
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$7.32M 0.22%
136,243
+28,919
+27% +$1.5M
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.