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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTGC icon
76
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.96B
$7.24M 0.3%
308,266
+75,042
+32% +$1.78M
PLD icon
77
Prologis
PLD
$137B
$7.24M 0.3%
58,033
-5,951
-9% -$731K
TIP icon
78
iShares TIPS Bond ETF
TIP
$14.5B
$7.23M 0.3%
65,577
-10,714
-14% -$1.16M
TSLA icon
79
Tesla
TSLA
$1.22T
$7.21M 0.3%
34,760
+14,785
+74% +$2.58M
BAC icon
80
Bank of America
BAC
$436B
$7.17M 0.29%
250,737
+91,426
+57% +$3.02M
ADI icon
81
Analog Devices
ADI
$181B
$7.17M 0.29%
36,333
+15,471
+74% +$2.77M
MGK icon
82
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$7.16M 0.29%
175,090
+154,455
+749% +$5.85M
COST icon
83
Costco
COST
$422B
$7.13M 0.29%
14,345
-2,215
-13% -$1.09M
BRK.B icon
84
Berkshire Hathaway Class B
BRK.B
$1.07T
$7.09M 0.29%
22,947
+1,707
+8% +$526K
SLV icon
85
iShares Silver Trust
SLV
$28.3B
$7.08M 0.29%
319,878
+447
+0.1% +$9.26K
GOOG icon
86
Alphabet (Google) Class C
GOOG
$3.99T
$7.01M 0.29%
67,358
+12,544
+23% +$1.21M
AZN icon
87
AstraZeneca
AZN
$264B
$6.94M 0.29%
49,993
-1,567
-3% -$211K
IWM icon
88
iShares Russell 2000 ETF
IWM
$80.4B
$6.87M 0.28%
38,471
+11,113
+41% +$2.05M
MOAT icon
89
VanEck Morningstar Wide Moat ETF
MOAT
$11.6B
$6.77M 0.28%
91,689
-17,640
-16% -$1.25M
AES icon
90
AES
AES
$10.6B
$6.74M 0.28%
279,871
-13,925
-5% -$354K
PDBC icon
91
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.29B
$6.66M 0.27%
468,060
-247,809
-35% -$3.56M
RTX icon
92
RTX Corp
RTX
$295B
$6.62M 0.27%
67,601
+15,902
+31% +$1.57M
SPSB icon
93
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$6.51M 0.27%
219,835
-8,137
-4% -$240K
MDT icon
94
Medtronic
MDT
$108B
$6.46M 0.27%
80,137
+23,608
+42% +$1.92M
XLE icon
95
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$6.4M 0.26%
154,540
-242
-0.2% -$10.3K
WIP icon
96
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$467M
$6.27M 0.26%
145,116
-252
-0.2% -$10.6K
USMV icon
97
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$6.17M 0.25%
84,813
+50,037
+144% +$3.6M
AMGN icon
98
Amgen
AMGN
$203B
$6.17M 0.25%
25,502
+11,105
+77% +$2.73M
ACN icon
99
Accenture
ACN
$94.4B
$6.02M 0.25%
21,050
+8,195
+64% +$2.23M
FPE icon
100
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$6.01M 0.25%
376,684
+31,705
+9% +$547K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.