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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMED icon
76
Globus Medical
GMED
$10.4B
$3.58M 0.28%
60,755
– –
NEE icon
77
NextEra Energy
NEE
$187B
$3.56M 0.27%
58,776
+30,288
+106% +$1.77M
VYM icon
78
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.54M 0.27%
37,834
+17,240
+84% +$1.56M
IAU icon
79
iShares Gold Trust
IAU
$63B
$3.53M 0.27%
121,682
-6,763
-5% -$192K
IYH icon
80
iShares US Healthcare ETF
IYH
$3.11B
$3.45M 0.27%
79,995
+61,060
+322% +$2.47M
RTX icon
81
RTX Corp
RTX
$287B
$3.45M 0.27%
36,580
+17,943
+96% +$1.63M
XOM icon
82
ExxonMobil
XOM
$651B
$3.44M 0.27%
49,372
+13,829
+39% +$956K
XLP icon
83
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.44M 0.26%
54,545
-18
-0% -$1.11K
ACN icon
84
Accenture
ACN
$89.9B
$3.43M 0.26%
16,305
+8,295
+104% +$1.62M
XLU icon
85
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$3.36M 0.26%
103,890
-1,582
-1% -$50.2K
BAC icon
86
Bank of America
BAC
$435B
$3.31M 0.25%
93,876
+17,661
+23% +$571K
DWIN
87
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$3.3M 0.25%
128,810
-17,934
-12% -$457K
DIA icon
88
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.27M 0.25%
11,486
-362
-3% -$99.7K
META icon
89
Meta Platforms (Facebook)
META
$1.51T
$3.24M 0.25%
15,787
+789
+5% +$153K
XLI icon
90
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.22M 0.25%
39,571
-426
-1% -$34K
FDN icon
91
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$3.13M 0.24%
22,486
+143
+0.6% +$19.3K
FPE icon
92
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.11M 0.24%
155,096
+19,497
+14% +$388K
CB icon
93
Chubb
CB
$140B
$3M 0.23%
19,295
+13,429
+229% +$2.05M
VTI icon
94
Vanguard Total Stock Market ETF
VTI
$654B
$3M 0.23%
18,344
+861
+5% +$135K
DIS icon
95
Walt Disney
DIS
$165B
$3M 0.23%
20,710
+7,172
+53% +$1M
LHX icon
96
L3Harris
LHX
$55.9B
$2.98M 0.23%
15,083
+8,639
+134% +$1.73M
CIBR icon
97
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.98M 0.23%
99,192
-3,927
-4% -$115K
AVGO icon
98
Broadcom
AVGO
$1.82T
$2.98M 0.23%
94,150
-20
-0% -$607
HD icon
99
Home Depot
HD
$332B
$2.97M 0.23%
13,600
+2,154
+19% +$488K
AMGN icon
100
Amgen
AMGN
$203B
$2.96M 0.23%
12,301
+7,486
+155% +$1.65M
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.