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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
76
Comcast
CMCSA
$79.1B
$1.2M 0.39%
29,407
+9,564
+48% +$360K
EFA icon
77
iShares MSCI EAFE ETF
EFA
$76.4B
$1.19M 0.39%
17,896
-7,836
-30% -$494K
LOW icon
78
Lowe's Companies
LOW
$116B
$1.17M 0.39%
10,145
+2,123
+26% +$212K
SBUX icon
79
Starbucks
SBUX
$118B
$1.15M 0.38%
15,299
+3,307
+28% +$227K
UNH icon
80
UnitedHealth
UNH
$382B
$1.13M 0.37%
4,541
+1,068
+31% +$272K
NVS icon
81
Novartis
NVS
$295B
$1.06M 0.35%
12,470
+2,578
+26% +$207K
IJH icon
82
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.05M 0.34%
26,850
+4,285
+19% +$158K
VNLA icon
83
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$1.04M 0.34%
+21,000
New +$1.04M
PSX icon
84
Phillips 66
PSX
$82.9B
$1.03M 0.34%
10,536
+2,775
+36% +$264K
FXD icon
85
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.02M 0.34%
23,461
-1,710
-7% -$69.7K
AGN
86
DELISTED
Allergan plc
AGN
$981K 0.32%
6,517
+2,710
+71% +$393K
ECL icon
87
Ecolab
ECL
$75.6B
$973K 0.32%
5,397
+2,191
+68% +$356K
VEA icon
88
Vanguard FTSE Developed Markets ETF
VEA
$226B
$953K 0.31%
22,808
-2,975
-12% -$119K
FDMO icon
89
Fidelity Momentum Factor ETF
FDMO
$934M
$930K 0.31%
27,461
+3,706
+16% +$120K
IPKW icon
90
Invesco International BuyBack Achievers ETF
IPKW
$537M
$927K 0.31%
28,496
+13,870
+95% +$431K
EMLC icon
91
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$907K 0.3%
+26,885
New +$913K
BLK icon
92
Blackrock
BLK
$164B
$903K 0.3%
2,024
+713
+54% +$299K
PCY icon
93
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$901K 0.3%
+32,129
New +$880K
QTEC icon
94
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$900K 0.3%
10,400
+6,179
+146% +$477K
CB icon
95
Chubb
CB
$140B
$896K 0.29%
6,508
+3,002
+86% +$399K
RDS.B
96
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$892K 0.29%
13,373
+4,664
+54% +$295K
BSV icon
97
Vanguard Short-Term Bond ETF
BSV
$44.6B
$888K 0.29%
11,192
-887
-7% -$70K
NSC icon
98
Norfolk Southern
NSC
$78.8B
$881K 0.29%
4,549
+625
+16% +$108K
FBT icon
99
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$866K 0.29%
5,629
+860
+18% +$124K
LHX icon
100
L3Harris
LHX
$55.9B
$859K 0.28%
5,248
+1,752
+50% +$270K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.