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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
76
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.62M 0.3%
27,057
-803
-3% -$47.6K
FEM icon
77
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.61M 0.3%
62,416
-1,652
-3% -$41.8K
FPX icon
78
First Trust US Equity Opportunities ETF
FPX
$1.51B
$1.6M 0.3%
22,323
-1,078
-5% -$79.5K
VTI icon
79
Vanguard Total Stock Market ETF
VTI
$654B
$1.56M 0.29%
10,842
-3,223
-23% -$474K
ARE icon
80
Alexandria Real Estate Equities
ARE
$8.88B
$1.55M 0.29%
12,289
-1,985
-14% -$251K
BKLN icon
81
Invesco Senior Loan ETF
BKLN
$7.1B
$1.54M 0.29%
66,705
-9,840
-13% -$227K
BND icon
82
Vanguard Total Bond Market
BND
$157B
$1.52M 0.28%
19,315
-9,194
-32% -$727K
BAC icon
83
Bank of America
BAC
$435B
$1.47M 0.27%
50,368
-28,487
-36% -$868K
SDY icon
84
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.46M 0.27%
15,779
-1,815
-10% -$176K
QABA icon
85
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$1.46M 0.27%
26,722
-530
-2% -$29.6K
HD icon
86
Home Depot
HD
$332B
$1.44M 0.27%
7,261
-1,421
-16% -$286K
XLV icon
87
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.44M 0.27%
15,736
+10,618
+207% +$959K
DVY icon
88
iShares Select Dividend ETF
DVY
$24B
$1.44M 0.27%
14,597
-505
-3% -$50.6K
AVGO icon
89
Broadcom
AVGO
$1.82T
$1.43M 0.27%
57,760
+45,060
+355% +$1.01M
ITA icon
90
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.42M 0.26%
13,144
+4,444
+51% +$457K
DUK icon
91
Duke Energy
DUK
$102B
$1.4M 0.26%
17,621
-3,853
-18% -$312K
HUSV icon
92
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$1.39M 0.26%
58,139
-16,122
-22% -$381K
RFCI icon
93
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$1.33M 0.25%
56,249
-80,786
-59% -$1.94M
IAU icon
94
iShares Gold Trust
IAU
$63B
$1.32M 0.25%
57,060
-15,250
-21% -$354K
FCVT icon
95
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$1.3M 0.24%
43,521
-11,560
-21% -$351K
XLP icon
96
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.3M 0.24%
24,294
+12,270
+102% +$658K
USMV icon
97
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.29M 0.24%
23,829
-11,201
-32% -$624K
IJR icon
98
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.29M 0.24%
15,430
+33
+0.2% +$2.89K
NKE icon
99
Nike
NKE
$61.9B
$1.29M 0.24%
16,129
-3,340
-17% -$268K
LMBS icon
100
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$1.29M 0.24%
25,284
-13,873
-35% -$709K
2 3
4
5 6

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.