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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$716M
AUM Growth
+$61.6M
Cap. Flow
+$41.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
38.16%
Holding
474
New
79
Increased
236
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.9M
2
MU icon
Micron Technology
MU
+$2.57M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.43M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.3M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.14M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$33.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.13M
3
CVX icon
Chevron
CVX
+$2.02M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.98M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 5.5%
2 Technology 5.09%
3 Industrials 4.18%
4 Healthcare 3.71%
5 Consumer Discretionary 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
76
Yum! Brands
YUM
$41B
$1.93M 0.27%
22,634
+2,392
+12% +$196K
USMV icon
77
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.9M 0.26%
36,419
+4,149
+13% +$220K
CSCO icon
78
Cisco
CSCO
$450B
$1.89M 0.26%
45,442
+25,022
+123% +$1.06M
MCD icon
79
McDonald's
MCD
$188B
$1.89M 0.26%
11,848
+3,144
+36% +$517K
EFA icon
80
iShares MSCI EAFE ETF
EFA
$76.4B
$1.89M 0.26%
27,125
-11,177
-29% -$797K
BSV icon
81
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.86M 0.26%
23,679
-4,915
-17% -$386K
FNX icon
82
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.83M 0.26%
28,017
+900
+3% +$60K
DWAS icon
83
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.82M 0.25%
36,790
+2,400
+7% +$121K
RFCI icon
84
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$1.82M 0.25%
75,979
-14,361
-16% -$349K
LMT icon
85
Lockheed Martin
LMT
$134B
$1.8M 0.25%
5,314
+624
+13% +$212K
DD icon
86
DuPont de Nemours
DD
$18.6B
$1.79M 0.25%
11,118
+9,076
+444% +$1.64M
FTXO icon
87
First Trust Nasdaq Bank ETF
FTXO
$305M
$1.77M 0.25%
59,725
+15,837
+36% +$490K
MET icon
88
MetLife
MET
$61B
$1.77M 0.25%
38,539
+10,496
+37% +$509K
ARE icon
89
Alexandria Real Estate Equities
ARE
$8.88B
$1.76M 0.25%
14,100
+1,460
+12% +$181K
TRTN
90
DELISTED
Triton International Limited
TRTN
$1.74M 0.24%
56,142
+1,000
+2% +$33.5K
VTI icon
91
Vanguard Total Stock Market ETF
VTI
$654B
$1.72M 0.24%
12,679
+1,123
+10% +$157K
RFAP
92
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$1.69M 0.24%
28,263
+330
+1% +$20.3K
XLB icon
93
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.67M 0.23%
58,610
-3,870
-6% -$117K
PFE icon
94
Pfizer
PFE
$140B
$1.66M 0.23%
48,891
+9,684
+25% +$333K
IAU icon
95
iShares Gold Trust
IAU
$63B
$1.64M 0.23%
63,843
+31,467
+97% +$803K
FTSL icon
96
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.62M 0.23%
33,652
+14,064
+72% +$678K
FXH icon
97
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.6M 0.22%
23,094
+135
+0.6% +$9.74K
HD icon
98
Home Depot
HD
$332B
$1.6M 0.22%
9,020
+534
+6% +$100K
PEP icon
99
PepsiCo
PEP
$186B
$1.58M 0.22%
14,432
+1,296
+10% +$147K
FCVT icon
100
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$1.53M 0.21%
52,600
+44,970
+589% +$1.32M
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Prospera Financial Services held 474 positions worth $716M, up 9.4% from $655M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $41.7M of net new capital in Q1 2018, opening 79 new positions and adding to 236 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class A, an estimated $33.9M trimmed.

  • Prospera Financial Services's largest Q1 2018 buy was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2018, an estimated $3.9M increase.
  • Prospera Financial Services's biggest Q1 2018 reduction was Berkshire Hathaway Class A, cutting an estimated $33.9M.
  • Prospera Financial Services fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $1.98M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $716M portfolio in Q1 2018.
  • Prospera Financial Services opened 79 new positions and closed 33 in Q1 2018.
  • Prospera Financial Services's portfolio value rose 9.4% quarter-over-quarter to $716M.

Based on Prospera Financial Services's 13F filing for Q1 2018, filed 12 Apr 2018.