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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
76
Analog Devices
ADI
$185B
$1.76M 0.27%
19,712
-1,755
-8% -$155K
FXL icon
77
First Trust Technology AlphaDEX Fund
FXL
$2.51B
$1.75M 0.27%
32,881
+13,340
+68% +$680K
BSJK
78
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.73M 0.26%
70,600
-1,700
-2% -$42K
RFAP
79
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$1.73M 0.26%
27,933
+7,686
+38% +$463K
BA icon
80
Boeing
BA
$165B
$1.72M 0.26%
5,830
-7,319
-56% -$1.98M
USMV icon
81
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
$1.71M 0.26%
32,270
-22,294
-41% -$1.16M
VONG icon
82
Vanguard Russell 1000 Growth ETF
VONG
$42.9B
$1.71M 0.26%
48,304
+3,680
+8% +$124K
DWAS icon
83
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$1.68M 0.26%
34,390
+5,401
+19% +$259K
MLPA icon
84
Global X MLP ETF
MLPA
$2.28B
$1.66M 0.25%
27,975
-1,050
-4% -$61.3K
YUM icon
85
Yum! Brands
YUM
$40.6B
$1.65M 0.25%
20,242
-1,976
-9% -$156K
CWB icon
86
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$1.65M 0.25%
32,500
-282
-0.9% -$14.5K
ARE icon
87
Alexandria Real Estate Equities
ARE
$8.73B
$1.64M 0.25%
12,640
-191
-1% -$24.1K
FXH icon
88
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$1.62M 0.25%
22,959
-764
-3% -$52.2K
HD icon
89
Home Depot
HD
$324B
$1.61M 0.25%
8,486
-234
-3% -$40.4K
PG icon
90
Procter & Gamble
PG
$342B
$1.61M 0.25%
17,543
+3,435
+24% +$309K
VTI icon
91
Vanguard Total Stock Market ETF
VTI
$654B
$1.6M 0.25%
11,556
+1,455
+14% +$195K
VOO icon
92
Vanguard S&P 500 ETF
VOO
$967B
$1.59M 0.24%
6,382
-130
-2% -$31.1K
PEP icon
93
PepsiCo
PEP
$184B
$1.56M 0.24%
13,136
-1,468
-10% -$168K
APO icon
94
Apollo Global Management
APO
$68.6B
$1.54M 0.24%
45,093
-170
-0.4% -$5.33K
LMT icon
95
Lockheed Martin
LMT
$131B
$1.52M 0.23%
4,690
+402
+9% +$127K
MCD icon
96
McDonald's
MCD
$187B
$1.5M 0.23%
8,704
-328
-4% -$55.1K
VBR icon
97
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.5M 0.23%
11,192
+1,324
+13% +$172K
MMP
98
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.49M 0.23%
20,876
-2,035
-9% -$139K
FDN icon
99
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$1.49M 0.23%
13,285
+1,562
+13% +$168K
SDY icon
100
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$1.43M 0.22%
15,106
+7,050
+88% +$661K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.