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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
76
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$1.84M 0.28%
63,998
-42,510
-40% -$1.17M
BSJK
77
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.8M 0.27%
72,300
+1,300
+2% +$32.3K
MLPA icon
78
Global X MLP ETF
MLPA
$2.28B
$1.79M 0.27%
29,025
+1,250
+5% +$78.5K
HYG icon
79
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.7M 0.26%
19,129
-558
-3% -$49.2K
CWB icon
80
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$1.68M 0.25%
32,782
+1,537
+5% +$77.8K
YUM icon
81
Yum! Brands
YUM
$40.6B
$1.64M 0.25%
22,218
+312
+1% +$23.5K
MMP
82
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.63M 0.25%
22,911
+1,976
+9% +$136K
FXH icon
83
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$1.61M 0.25%
23,723
+1,086
+5% +$72.5K
PEP icon
84
PepsiCo
PEP
$184B
$1.61M 0.25%
14,604
+1,367
+10% +$158K
RFDI icon
85
First Trust RiverFront Dynamic Developed International ETF
RFDI
$160M
$1.6M 0.24%
25,418
+2,590
+11% +$160K
RDS.A
86
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.59M 0.24%
26,120
+362
+1% +$20.2K
GE icon
87
GE Aerospace
GE
$362B
$1.59M 0.24%
13,594
-8,231
-38% -$995K
MET icon
88
MetLife
MET
$59.5B
$1.56M 0.24%
29,976
-3,159
-10% -$154K
GOOG icon
89
Alphabet (Google) Class C
GOOG
$3.88T
$1.55M 0.24%
32,480
-3,540
-10% -$165K
ARE icon
90
Alexandria Real Estate Equities
ARE
$8.73B
$1.53M 0.23%
12,831
+195
+2% +$23.4K
VOO icon
91
Vanguard S&P 500 ETF
VOO
$967B
$1.51M 0.23%
6,512
-131
-2% -$29.7K
NFG icon
92
National Fuel Gas
NFG
$7.8B
$1.51M 0.23%
26,698
+369
+1% +$21.4K
BAC icon
93
Bank of America
BAC
$430B
$1.51M 0.23%
58,938
-413
-0.7% -$10K
CHY
94
Calamos Convertible and High Income Fund
CHY
$1.05B
$1.5M 0.23%
125,835
– –
FNX icon
95
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.46M 0.22%
23,665
+500
+2% +$29.9K
FTSL icon
96
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$1.45M 0.22%
30,155
-353
-1% -$17.1K
VONG icon
97
Vanguard Russell 1000 Growth ETF
VONG
$42.9B
$1.44M 0.22%
44,624
+5,336
+14% +$167K
HD icon
98
Home Depot
HD
$324B
$1.44M 0.22%
8,720
+1,660
+24% +$255K
VNQ icon
99
Vanguard Real Estate ETF
VNQ
$39.1B
$1.44M 0.22%
17,259
-1,535
-8% -$128K
BIV icon
100
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.43M 0.22%
16,858
-3,652
-18% -$310K
2 3
4
5 6

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.