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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$623M
AUM Growth
+$68.6M
Cap. Flow
+$73.7M
Cap. Flow %
11.82%
Top 10 Hldgs %
38.04%
Holding
466
New
87
Increased
170
Reduced
131
Closed
42

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$17.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.45M
3
OEF icon
iShares S&P 100 ETF
OEF
+$2.23M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.21M
5
CAT icon
Caterpillar
CAT
+$2.09M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.9M
2
DVY icon
iShares Select Dividend ETF
DVY
+$2.48M
3
DLR icon
Digital Realty Trust
DLR
+$1.72M
4
SR icon
Spire
SR
+$1.38M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 5.57%
2 Industrials 3.7%
3 Healthcare 3.59%
4 Technology 3.22%
5 Energy 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
76
Analog Devices
ADI
$184B
$1.65M 0.26%
21,196
+253
+1% +$20.1K
GOOG icon
77
Alphabet (Google) Class C
GOOG
$3.91T
$1.64M 0.26%
36,020
+8,360
+30% +$383K
MET icon
78
MetLife
MET
$59.5B
$1.63M 0.26%
33,135
+696
+2% +$32.3K
YUM icon
79
Yum! Brands
YUM
$40.8B
$1.61M 0.26%
21,906
+282
+1% +$19.6K
FXO icon
80
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$1.61M 0.26%
56,298
+18,194
+48% +$507K
PSEC icon
81
Prospect Capital
PSEC
$1.07B
$1.57M 0.25%
193,585
+13,893
+8% +$119K
CWB icon
82
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.76B
$1.55M 0.25%
31,245
+1,107
+4% +$54.2K
RFCI icon
83
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$1.54M 0.25%
62,327
+17,331
+39% +$428K
VNQ icon
84
Vanguard Real Estate ETF
VNQ
$39.1B
$1.54M 0.25%
18,794
-7,702
-29% -$642K
PEP icon
85
PepsiCo
PEP
$184B
$1.53M 0.25%
13,237
+3,369
+34% +$386K
ARE icon
86
Alexandria Real Estate Equities
ARE
$8.67B
$1.52M 0.24%
+12,636
New +$1.47M
IEF icon
87
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$1.51M 0.24%
+14,286
New +$1.53M
FXH icon
88
First Trust Health Care AlphaDEX Fund
FXH
$1B
$1.51M 0.24%
22,637
+4,669
+26% +$300K
VBR icon
89
Vanguard Small-Cap Value ETF
VBR
$36.7B
$1.5M 0.24%
12,303
-4,274
-26% -$523K
CHY
90
Calamos Convertible and High Income Fund
CHY
$1.05B
$1.49M 0.24%
125,835
+3,700
+3% +$43K
MMP
91
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.49M 0.24%
20,935
+1,194
+6% +$87.7K
FTSL icon
92
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.48M 0.24%
30,508
+345
+1% +$16.7K
NFG icon
93
National Fuel Gas
NFG
$7.87B
$1.47M 0.24%
+26,329
New +$1.48M
VOO icon
94
Vanguard S&P 500 ETF
VOO
$968B
$1.47M 0.24%
6,643
-385
-5% -$84.7K
BAC icon
95
Bank of America
BAC
$429B
$1.46M 0.23%
59,351
-4,330
-7% -$101K
RFEM icon
96
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$78.3M
$1.44M 0.23%
23,242
+16,091
+225% +$989K
TROW icon
97
T. Rowe Price
TROW
$24.6B
$1.43M 0.23%
19,315
+846
+5% +$60.5K
QTEC icon
98
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$1.42M 0.23%
22,866
+12,956
+131% +$812K
VWO icon
99
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.4M 0.22%
34,494
+9,448
+38% +$383K
FNX icon
100
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.37M 0.22%
23,165
+1,501
+7% +$87.9K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2017 Portfolio in Review

As of Q2 2017, Prospera Financial Services held 466 positions worth $623M, up 12% from $555M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $73.7M of net new capital in Q2 2017, opening 87 new positions and adding to 170 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 14,286 shares worth $1.51M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $2.9M trimmed.

  • Prospera Financial Services's largest Q2 2017 buy was iShares 7-10 Year Treasury Bond ETF: 14,286 shares worth $1.51M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q2 2017, an estimated $17.5M increase.
  • Prospera Financial Services's biggest Q2 2017 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $2.9M.
  • Prospera Financial Services fully exited Digital Realty Trust in Q2 2017, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $623M portfolio in Q2 2017.
  • Prospera Financial Services opened 87 new positions and closed 42 in Q2 2017.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $623M.

Based on Prospera Financial Services's 13F filing for Q2 2017, filed 19 Jul 2017.