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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
76
Enterprise Products Partners
EPD
$84.2B
$1.47M 0.27%
53,354
+1,558
+3% +$43.5K
FTSL icon
77
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.46M 0.26%
30,163
+3,608
+14% +$175K
PG icon
78
Procter & Gamble
PG
$343B
$1.45M 0.26%
16,129
+899
+6% +$79.7K
CWB icon
79
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$1.45M 0.26%
30,138
-137,988
-82% -$6.53M
TRTN
80
DELISTED
Triton International Limited
TRTN
$1.42M 0.26%
54,857
+500
+0.9% +$11.6K
XLU icon
81
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.4M 0.25%
+54,118
New +$1.35M
EFA icon
82
iShares MSCI EAFE ETF
EFA
$76.5B
$1.4M 0.25%
22,542
-278
-1% -$16.8K
CHY
83
Calamos Convertible and High Income Fund
CHY
$1.04B
$1.39M 0.25%
122,135
-1,800
-1% -$20.1K
YUM icon
84
Yum! Brands
YUM
$41.1B
$1.38M 0.25%
21,624
+5,089
+31% +$331K
SR icon
85
Spire
SR
$4.95B
$1.38M 0.25%
20,349
+5,973
+42% +$389K
VPU
86
Vanguard Utilities ETF
VPU
$8.86B
$1.27M 0.23%
11,190
-422
-4% -$46.3K
FNX icon
87
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.27M 0.23%
21,664
+901
+4% +$52.3K
TROW icon
88
T. Rowe Price
TROW
$24.8B
$1.26M 0.23%
18,469
+5,999
+48% +$425K
DUK icon
89
Duke Energy
DUK
$102B
$1.26M 0.23%
15,287
-15,499
-50% -$1.23M
NS
90
DELISTED
NuStar Energy L.P.
NS
$1.24M 0.22%
23,840
-100
-0.4% -$5.26K
MINT icon
91
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.23M 0.22%
12,086
+5,499
+83% +$558K
ETP
92
DELISTED
Energy Transfer Partners L.p.
ETP
$1.21M 0.22%
33,136
-1,600
-5% -$59.5K
LLY icon
93
Eli Lilly
LLY
$1.07T
$1.21M 0.22%
14,258
+895
+7% +$71.7K
IFLN
94
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$1.21M 0.22%
64,143
+8,566
+15% +$161K
RFFC icon
95
ALPS Active Equity Opportunity ETF
RFFC
$29.5M
$1.2M 0.22%
41,935
+33,963
+426% +$963K
DIS icon
96
Walt Disney
DIS
$165B
$1.18M 0.21%
10,385
+570
+6% +$62.8K
BRK.B icon
97
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.17M 0.21%
7,034
-313
-4% -$52.4K
GOOG icon
98
Alphabet (Google) Class C
GOOG
$3.91T
$1.15M 0.21%
27,660
-1,720
-6% -$70.6K
SDY icon
99
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$1.14M 0.21%
12,919
+1,700
+15% +$149K
VXF icon
100
Vanguard Extended Market ETF
VXF
$30.3B
$1.13M 0.2%
11,407
+986
+9% +$97.6K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.