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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
76
Capital One
COF
$123B
$1.28M 0.25%
+14,606
New +$1.18M
ETP
77
DELISTED
Energy Transfer Partners L.p.
ETP
$1.25M 0.24%
34,736
-13,958
-29% -$498K
VPU
78
Vanguard Utilities ETF
VPU
$8.83B
$1.24M 0.24%
11,612
+587
+5% +$61.5K
XLV icon
79
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$1.23M 0.24%
17,693
-16,632
-48% -$1.15M
IYY icon
80
iShares Dow Jones US ETF
IYY
$2.92B
$1.22M 0.24%
21,454
-22
-0.1% -$1.21K
SHY icon
81
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$1.22M 0.24%
14,412
+6,686
+87% +$566K
EIDO icon
82
iShares MSCI Indonesia ETF
EIDO
$481M
$1.2M 0.24%
48,464
-3,878
-7% -$96.3K
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.06T
$1.2M 0.23%
7,347
+821
+13% +$126K
NS
84
DELISTED
NuStar Energy L.P.
NS
$1.2M 0.23%
23,940
-20,650
-46% -$984K
FNX icon
85
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.17M 0.23%
20,763
+2,302
+12% +$124K
DLR icon
86
Digital Realty Trust
DLR
$66.4B
$1.16M 0.23%
11,724
+8,233
+236% +$765K
GOOG icon
87
Alphabet (Google) Class C
GOOG
$3.88T
$1.14M 0.22%
29,380
-2,620
-8% -$102K
GDXJ icon
88
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$1.09M 0.21%
29,801
+15,929
+115% +$579K
GYLD icon
89
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
$1.07M 0.21%
58,100
-5,549
-9% -$102K
EPU icon
90
iShares MSCI Peru and Global Exposure ETF
EPU
$536M
$1.06M 0.21%
31,265
+98
+0.3% +$3.19K
ENZL icon
91
iShares MSCI New Zealand ETF
ENZL
$67.1M
$1.06M 0.21%
25,944
-1,926
-7% -$81.7K
ABBV icon
92
AbbVie
ABBV
$454B
$1.06M 0.21%
16,720
+16
+0.1% +$977
YUM icon
93
Yum! Brands
YUM
$40.6B
$1.05M 0.21%
16,535
+12,504
+310% +$785K
IFLN
94
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$1.04M 0.2%
55,577
-429
-0.8% -$8.03K
GD icon
95
General Dynamics
GD
$103B
$1.04M 0.2%
6,000
+2,870
+92% +$470K
PEY icon
96
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.12B
$1.04M 0.2%
61,495
+621
+1% +$10K
PEP icon
97
PepsiCo
PEP
$184B
$1.04M 0.2%
9,952
-1,452
-13% -$152K
DIS icon
98
Walt Disney
DIS
$161B
$1.04M 0.2%
9,815
+1,264
+15% +$123K
GLD icon
99
SPDR Gold Trust
GLD
$130B
$1.03M 0.2%
9,304
-295
-3% -$34.2K
PAGP icon
100
Plains GP Holdings
PAGP
$5.25B
$1.03M 0.2%
29,762
+12,458
+72% +$427K
2 3
4
5 6

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.