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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJI
76
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$937K 0.21%
39,600
+4,300
+12% +$105K
CWB icon
77
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$934K 0.2%
21,583
+111
+0.5% +$5.08K
WMT icon
78
Walmart Inc
WMT
$871B
$900K 0.2%
44,052
+33,222
+307% +$667K
BMY icon
79
Bristol-Myers Squibb
BMY
$127B
$898K 0.2%
13,049
-1,051
-7% -$69.5K
EPHE icon
80
iShares MSCI Philippines ETF
EPHE
$127M
$896K 0.2%
26,568
+2,353
+10% +$82K
IFV icon
81
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$890K 0.2%
49,740
-16,125
-24% -$291K
VGSH icon
82
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$867K 0.19%
14,271
+300
+2% +$18.3K
VEA icon
83
Vanguard FTSE Developed Markets ETF
VEA
$226B
$857K 0.19%
23,326
-2,744
-11% -$103K
GYLD icon
84
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$829K 0.18%
48,325
-753
-2% -$14.4K
CRDF icon
85
Cardiff Oncology
CRDF
$64.3M
$823K 0.18%
2,116
+133
+7% +$52.1K
WFC icon
86
Wells Fargo
WFC
$261B
$813K 0.18%
14,948
+3,555
+31% +$193K
TIER
87
DELISTED
TIER REIT, Inc.
TIER
$797K 0.17%
54,034
-4,651
-8% -$70.4K
COST icon
88
Costco
COST
$415B
$786K 0.17%
4,867
+680
+16% +$107K
UPS icon
89
United Parcel Service
UPS
$97.6B
$782K 0.17%
8,125
-10
-0.1% -$1.02K
INTC icon
90
Intel
INTC
$464B
$774K 0.17%
22,474
+4,118
+22% +$139K
FXD icon
91
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$772K 0.17%
22,642
-632
-3% -$22.2K
PFE icon
92
Pfizer
PFE
$140B
$762K 0.17%
24,888
-2,666
-10% -$83.9K
SBUX icon
93
Starbucks
SBUX
$118B
$745K 0.16%
12,415
+1,009
+9% +$61.5K
JPM icon
94
JPMorgan Chase
JPM
$939B
$713K 0.16%
10,801
+2,512
+30% +$164K
INDY icon
95
iShares S&P India Nifty 50 Index Fund
INDY
$545M
$692K 0.15%
25,457
+1,302
+5% +$35.9K
VWO icon
96
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$683K 0.15%
20,879
+3,875
+23% +$133K
OIL
97
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$674K 0.15%
108,170
+80,112
+286% +$620K
SDY icon
98
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$672K 0.15%
9,140
-518
-5% -$39.5K
BRK.B icon
99
Berkshire Hathaway Class B
BRK.B
$1.07T
$669K 0.15%
5,064
+1,413
+39% +$190K
GD icon
100
General Dynamics
GD
$105B
$665K 0.15%
+4,840
New +$692K
2 3
4
5 6

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.