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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCOI icon
951
Cogent Communications
CCOI
$649M
– –
-642
Closed -$39K
CCS icon
952
Century Communities
CCS
$2.03B
– –
-10
Closed –
CEVA icon
953
CEVA Inc
CEVA
$883M
– –
-200
Closed -$7K
CF icon
954
CF Industries
CF
$18.9B
– –
-372
Closed -$32K
CFG icon
955
Citizens Financial Group
CFG
$30.8B
– –
-546
Closed -$20K
CFLT
956
DELISTED
Confluent
CFLT
– –
-202
Closed -$5K
CG icon
957
Carlyle Group
CG
$16.7B
– –
-68,194
Closed -$2.16M
CFR icon
958
Cullen/Frost Bankers
CFR
$10.5B
– –
-1,829
Closed -$213K
CGC
959
Canopy Growth
CGC
$377M
– –
-445
Closed -$13K
CGGR icon
960
Capital Group Growth ETF
CGGR
$23.7B
– –
-567
Closed -$11K
CGW icon
961
Invesco S&P Global Water Index ETF
CGW
$1.06B
– –
-618
Closed -$27K
CHDN icon
962
Churchill Downs
CHDN
$6.22B
– –
-126
Closed -$12K
CHE icon
963
Chemed
CHE
$6.87B
– –
-236
Closed -$111K
CHGG icon
964
Chegg
CHGG
$121M
– –
-49
Closed -$1K
CHTR icon
965
Charter Communications
CHTR
$16.7B
– –
-9
Closed -$4K
CHWY icon
966
Chewy
CHWY
$9.38B
– –
-1,212
Closed -$42K
CIB icon
967
Grupo Cibest SA
CIB
$21.1B
– –
-14,917
Closed -$460K
CIEN icon
968
Ciena
CIEN
$49.6B
– –
-790
Closed -$36K
CII icon
969
BlackRock Enhanced Captial and Income Fund
CII
$980M
– –
-3,602
Closed -$63K
CINF icon
970
Cincinnati Financial
CINF
$28B
– –
-1,081
Closed -$129K
CIVI
971
DELISTED
Civitas Resources
CIVI
– –
-38
Closed -$2K
CLB icon
972
Core Laboratories
CLB
$493M
– –
-50
Closed -$1K
CLOU icon
973
Global X Cloud Computing ETF
CLOU
$231M
– –
-4,477
Closed -$74K
CLRB icon
974
Cellectar Biosciences
CLRB
$20M
– –
-18
Closed -$2K
CLSK icon
975
CleanSpark
CLSK
$3.46B
– –
-100
Closed –
37 38
39
40 41

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.