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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLN icon
926
WisdomTree US LargeCap Dividend Fund
DLN
$6.25B
$216K 0.01%
3,506
– –
IONS icon
927
Ionis Pharmaceuticals
IONS
$9.25B
$216K 0.01%
+4,753
New +$196K
TTC icon
928
Toro Company
TTC
$9.01B
$216K 0.01%
2,594
-44
-2% -$4.24K
NZF icon
929
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$213K 0.01%
20,437
+154
+0.8% +$1.74K
TTEK icon
930
Tetra Tech
TTEK
$8.28B
$213K 0.01%
+6,990
New +$227K
IMCG icon
931
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$212K 0.01%
+3,717
New +$224K
POOL icon
932
Pool Corp
POOL
$6.73B
$212K 0.01%
589
-150
-20% -$54.6K
ZM icon
933
Zoom
ZM
$26.7B
$212K 0.01%
3,025
+43
+1% +$2.98K
DAR icon
934
Darling Ingredients
DAR
$9.62B
$211K 0.01%
4,049
-112
-3% -$7K
SPXC icon
935
SPX Corp
SPXC
$11B
$210K 0.01%
2,586
– –
U icon
936
Unity
U
$13.3B
$210K 0.01%
6,696
– –
ADM icon
937
Archer Daniels Midland
ADM
$40.1B
$209K 0.01%
+2,775
New +$225K
SUB icon
938
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$209K 0.01%
+2,028
New +$210K
IYF icon
939
iShares US Financials ETF
IYF
$4.68B
$208K 0.01%
2,788
-965
-26% -$74.4K
SPTS icon
940
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$208K 0.01%
+7,251
New +$208K
FCVT icon
941
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$208K 0.01%
6,698
-859
-11% -$27.7K
BKNG icon
942
Booking.com
BKNG
$145B
$207K 0.01%
1,675
-1,375
-45% -$167K
BAX icon
943
Baxter International
BAX
$12.1B
$205K 0.01%
5,431
+263
+5% +$11.2K
MDB icon
944
MongoDB
MDB
$24.9B
$203K 0.01%
588
-61
-9% -$23.2K
SITE icon
945
SiteOne Landscape Supply
SITE
$4.49B
$203K 0.01%
+1,244
New +$203K
DFS
946
DELISTED
Discover Financial Services
DFS
$203K 0.01%
2,338
+272
+13% +$27K
FNF icon
947
Fidelity National Financial
FNF
$14B
$203K 0.01%
4,913
-834
-15% -$33.4K
SE icon
948
Sea Limited
SE
$63.9B
$202K 0.01%
4,603
-559
-11% -$27.3K
BCAT icon
949
BlackRock Capital Allocation Term Trust
BCAT
$1.61B
$201K 0.01%
+13,882
New +$208K
CPRX
950
DELISTED
Catalyst Pharmaceutical
CPRX
$200K 0.01%
17,141
– –
36 37
38
39 40

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.