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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
926
Carnival Corporation Ltd
CCL
$38.7B
$123K 0.01%
12,118
+206
+2% +$2.13K
FEI
927
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$121K 0.01%
15,816
-1,784
-10% -$14.1K
CNCR
928
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$120K ﹤0.01%
10,000
– –
RIOT icon
929
Riot Platforms
RIOT
$8.03B
$119K ﹤0.01%
11,956
– –
JPS
930
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$114K ﹤0.01%
17,684
+33
+0.2% +$233
AOD
931
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$113K ﹤0.01%
13,974
+328
+2% +$2.67K
OXLC
932
Oxford Lane Capital
OXLC
$854M
$105K ﹤0.01%
4,031
+543
+16% +$15.1K
PACW
933
DELISTED
PacWest Bancorp
PACW
$100K ﹤0.01%
+10,316
New +$229K
HYLN icon
934
Hyliion Holdings
HYLN
$631M
$97.8K ﹤0.01%
49,418
+9,118
+23% +$25.4K
ARR
935
Armour Residential REIT
ARR
$2.04B
$89.3K ﹤0.01%
3,400
-400
-11% -$11.3K
LCID icon
936
Lucid Motors
LCID
$3.08B
$84.4K ﹤0.01%
+1,050
New +$93.3K
HBI
937
DELISTED
Hanesbrands
HBI
$76.2K ﹤0.01%
14,479
-1,860
-11% -$11.7K
LLAP
938
DELISTED
Terran Orbital Corporation
LLAP
$67.4K ﹤0.01%
+36,655
New +$70.7K
NAT icon
939
Nordic American Tanker
NAT
$1.35B
$61K ﹤0.01%
15,403
+21
+0.1% +$75
NOK icon
940
Nokia
NOK
$49.9B
$50.2K ﹤0.01%
10,217
-9,999
-49% -$47.1K
ANNX icon
941
Annexon
ANNX
$814M
$48.8K ﹤0.01%
+12,676
New +$69.7K
GSAT icon
942
Globalstar
GSAT
$10.2B
$43.5K ﹤0.01%
2,500
– –
PPT
943
Franklin Premier Income Trust
PPT
$323M
$38.6K ﹤0.01%
10,834
+222
+2% +$822
TLRY icon
944
Tilray
TLRY
$498M
$33.3K ﹤0.01%
1,318
+50
+4% +$1.43K
TELL
945
DELISTED
Tellurian Inc.
TELL
$29.6K ﹤0.01%
24,100
-1,000
-4% -$1.59K
WKHS icon
946
Workhorse Group
WKHS
$32.4M
$27K ﹤0.01%
7
+2
+40% +$11K
TRML
947
DELISTED
Tourmaline Bio
TRML
$26.3K ﹤0.01%
1,397
-2,156
-61% -$35.6K
POWW icon
948
Outdoor Holding Co
POWW
$256M
$24.8K ﹤0.01%
+12,605
New +$26.1K
ADCT icon
949
ADC Therapeutics
ADCT
$141M
$24.6K ﹤0.01%
+12,623
New +$46.6K
OPEN icon
950
Opendoor
OPEN
$3.8B
$18.2K ﹤0.01%
+10,677
New +$17.6K
36 37
38
39 40

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.