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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BROS icon
926
Dutch Bros
BROS
$8.87B
– –
-175
Closed -$6K
BRX icon
927
Brixmor Property Group
BRX
$9.77B
– –
-778
Closed -$16K
BSY icon
928
Bentley Systems
BSY
$10.9B
– –
-3,291
Closed -$110K
BTI icon
929
British American Tobacco
BTI
$134B
– –
-6,230
Closed -$267K
BTZ icon
930
BlackRock Credit Allocation Income Trust
BTZ
$933M
– –
-86
Closed -$1K
BUFG icon
931
FT Vest Buffered Allocation Growth ETF
BUFG
$325M
– –
-2,500
Closed -$44K
BUFR icon
932
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
– –
-6,500
Closed -$139K
BURL icon
933
Burlington
BURL
$23.3B
– –
-22
Closed -$3K
BWX icon
934
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-738
Closed -$17K
BWXT icon
935
BWX Technologies
BWXT
$15.5B
– –
-991
Closed -$55K
BXP icon
936
Boston Properties
BXP
$11.2B
– –
-18
Closed -$2K
BYND icon
937
Beyond Meat
BYND
$279M
– –
-338
Closed -$8K
BBBY
938
Bed Bath & Beyond
BBBY
$503M
– –
-3,808
Closed -$87K
BZUN
939
Baozun
BZUN
$168M
– –
-5,198
Closed -$57K
CACI icon
940
CACI
CACI
$11.3B
– –
-747
Closed -$210K
CADE
941
DELISTED
Cadence Bank
CADE
– –
-512
Closed -$12K
CAE icon
942
CAE Inc. Common Shares
CAE
$8.48B
– –
-575
Closed -$14K
CAH icon
943
Cardinal Health
CAH
$54.5B
– –
-55
Closed -$3K
CAKE icon
944
Cheesecake Factory
CAKE
$4.42B
– –
-4,058
Closed -$107K
CARG icon
945
CarGurus
CARG
$3.28B
– –
-401
Closed -$9K
CBOE icon
946
Cboe Global Markets
CBOE
$31.1B
– –
-381
Closed -$43K
CBRE icon
947
CBRE Group
CBRE
$43.1B
– –
-85
Closed -$6K
CC icon
948
Chemours
CC
$2.57B
– –
-895
Closed -$29K
CCEP icon
949
Coca-Cola Europacific Partners
CCEP
$49.3B
– –
-174
Closed -$9K
CCJ icon
950
Cameco
CCJ
$37.9B
– –
-4,802
Closed -$101K
36 37
38
39 40

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.