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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
901
Sony
SONY
$133B
$299K 0.01%
17,445
-11,220
-39% -$206K
LBRT icon
902
Liberty Energy
LBRT
$2.89B
$299K 0.01%
+14,431
New +$285K
BMO icon
903
Bank of Montreal
BMO
$127B
$299K 0.01%
3,058
+6
+0.2% +$566
FTXO icon
904
First Trust Nasdaq Bank ETF
FTXO
$308M
$298K 0.01%
10,986
-1,017
-8% -$25.7K
LRCX icon
905
Lam Research
LRCX
$337B
$298K 0.01%
+3,060
New +$269K
USIG icon
906
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$298K 0.01%
+5,863
New +$297K
MRSH
907
Marsh
MRSH
$91.7B
$297K 0.01%
1,440
+59
+4% +$11.8K
CACI icon
908
CACI
CACI
$11.3B
$295K 0.01%
780
-64
-8% -$22.7K
VONV icon
909
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$295K 0.01%
3,751
-681
-15% -$50.6K
VKTX icon
910
Viking Therapeutics
VKTX
$3.93B
$292K 0.01%
+3,565
New +$159K
VNQI icon
911
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$292K 0.01%
6,895
-6,411
-48% -$262K
SNV
912
DELISTED
Synovus
SNV
$291K 0.01%
7,273
-2,953
-29% -$111K
GRID
913
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.1B
$290K 0.01%
2,530
+4
+0.2% +$425
FTXN icon
914
First Trust Nasdaq Oil & Gas ETF
FTXN
$159M
$289K 0.01%
+8,945
New +$260K
SHM icon
915
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$288K 0.01%
6,077
-882
-13% -$42K
CRSP icon
916
CRISPR Therapeutics
CRSP
$4.68B
$287K 0.01%
+4,218
New +$302K
IDLV icon
917
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$287K 0.01%
10,238
-263
-3% -$7.34K
REXR icon
918
Rexford Industrial Realty
REXR
$8.64B
$286K 0.01%
5,693
+406
+8% +$21.5K
IUSB icon
919
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$286K 0.01%
6,269
+1,514
+32% +$68.9K
FICO icon
920
Fair Isaac
FICO
$31B
$286K 0.01%
229
-223
-49% -$279K
FXU icon
921
First Trust Utilities AlphaDEX Fund
FXU
$836M
$285K 0.01%
8,792
-230
-3% -$7.1K
TRGP icon
922
Targa Resources
TRGP
$56.2B
$285K 0.01%
2,545
-321
-11% -$30.3K
ACM icon
923
Aecom
ACM
$9.57B
$283K 0.01%
2,889
-12
-0.4% -$1.08K
IEO icon
924
iShares US Oil & Gas Exploration & Production ETF
IEO
$549M
$283K 0.01%
2,644
+18
+0.7% +$1.71K
FEMB icon
925
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$281K 0.01%
9,978
-2,552
-20% -$72.8K
35 36
37
38 39

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.