We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
901
DELISTED
Exact Sciences
EXAS
$230K 0.01%
3,372
+178
+6% +$15.1K
SPSB icon
902
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$229K 0.01%
7,809
-11,362
-59% -$334K
VMC icon
903
Vulcan Materials
VMC
$36.9B
$229K 0.01%
1,132
+71
+7% +$15.4K
VFH icon
904
Vanguard Financials ETF
VFH
$13.5B
$229K 0.01%
+2,847
New +$238K
GRID
905
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$229K 0.01%
2,431
+211
+10% +$21.3K
XPEL icon
906
XPEL
XPEL
$1.18B
$228K 0.01%
2,959
-193
-6% -$15.5K
HII icon
907
Huntington Ingalls Industries
HII
$11.4B
$227K 0.01%
1,110
-45
-4% -$9.93K
LPLA icon
908
LPL Financial
LPLA
$26.5B
$224K 0.01%
937
-165
-15% -$38.3K
SKY icon
909
Champion Homes
SKY
$4.52B
$223K 0.01%
3,500
– –
WRB icon
910
W.R. Berkley
WRB
$28.1B
$223K 0.01%
5,249
-633
-11% -$26.2K
FIVE icon
911
Five Below
FIVE
$11.5B
$222K 0.01%
1,379
-9
-0.6% -$1.65K
HYLB icon
912
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$222K 0.01%
6,539
-103
-2% -$3.53K
GOLF icon
913
Acushnet Holdings
GOLF
$6.08B
$221K 0.01%
+4,166
New +$234K
MANH icon
914
Manhattan Associates
MANH
$9.42B
$221K 0.01%
+1,118
New +$218K
OTIS icon
915
Otis Worldwide
OTIS
$27.9B
$220K 0.01%
2,730
-27
-1% -$2.31K
ASO icon
916
Academy Sports + Outdoors
ASO
$3.09B
$219K 0.01%
4,624
– –
IDNA icon
917
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
$219K 0.01%
+10,747
New +$241K
PYZ icon
918
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$73.7M
$218K 0.01%
2,764
-139
-5% -$11.7K
SCHZ icon
919
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$218K 0.01%
+9,816
New +$222K
FXG icon
920
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$217K 0.01%
3,596
-1,347
-27% -$85K
GYLD icon
921
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
$217K 0.01%
17,510
-1,800
-9% -$22.8K
IUSB icon
922
iShares Core Universal USD Bond ETF
IUSB
$43B
$217K 0.01%
4,946
-1,088
-18% -$48.6K
SUSA icon
923
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$217K 0.01%
2,407
– –
SSXU icon
924
Day Hagan/Ned Davis Research Smart Sector International ETF
SSXU
$42.9M
$216K 0.01%
+8,269
New +$225K
ESGU icon
925
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$216K 0.01%
2,300
-112
-5% -$11K
35 36
37
38 39

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.