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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
901
Consolidated Edison
ED
$41.4B
– –
-2,529
Closed -$197K
EEMV icon
902
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
– –
-2,133
Closed -$118K
EG icon
903
Everest Group
EG
$15.6B
– –
-65
Closed -$13K
EHC icon
904
Encompass Health
EHC
$11.3B
– –
-1,634
Closed -$84K
EIM
905
Eaton Vance Municipal Bond Fund
EIM
$494M
– –
-2,185
Closed -$29K
EIX icon
906
Edison International
EIX
$30.3B
– –
-301
Closed -$15K
EL icon
907
Estee Lauder
EL
$30.4B
– –
-88
Closed -$19K
CHRN
908
ChronoScale Holdings
CHRN
$2.69B
– –
-4
Closed –
ELS icon
909
Equity Lifestyle Properties
ELS
$13.1B
– –
-48
Closed -$3K
EME icon
910
Emcor
EME
$29.9B
– –
-132
Closed -$9K
EMN icon
911
Eastman Chemical
EMN
$7.69B
– –
-1,117
Closed -$87K
EMQQ icon
912
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$269M
– –
-382
Closed -$20K
ENFR icon
913
Alerian Energy Infrastructure ETF
ENFR
$492M
– –
-1,990
Closed -$25K
ENS icon
914
EnerSys
ENS
$6.43B
– –
-150
Closed -$10K
EOLS icon
915
Evolus
EOLS
$397M
– –
-210
Closed -$1K
EOI
916
Eaton Vance Enhanced Equity Income Fund
EOI
$789M
– –
-450
Closed -$7K
EPU icon
917
iShares MSCI Peru and Global Exposure ETF
EPU
$521M
– –
-8
Closed –
EQX icon
918
Equinox Gold
EQX
$7.07B
– –
-1,000
Closed -$12K
ERH
919
Allspring Utilities & High Income Fund
ERH
$104M
– –
-2,000
Closed -$24K
ERIC icon
920
Ericsson
ERIC
$32.1B
– –
-155
Closed -$2K
ESPR
921
DELISTED
Esperion Therapeutics
ESPR
– –
-203
Closed -$8K
ESTC icon
922
Elastic
ESTC
$6.7B
– –
-52
Closed -$6K
ETNB
923
DELISTED
89bio
ETNB
– –
-1,485
Closed -$38K
ETR icon
924
Entergy
ETR
$50.3B
– –
-274
Closed -$14K
ETV
925
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
– –
-800
Closed -$11K
35 36
37
38 39

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.