We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCLN icon
876
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$322K 0.01%
9,273
-1,121
-11% -$39.8K
FSIG icon
877
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$321K 0.01%
17,123
+342
+2% +$6.45K
EXC icon
878
Exelon
EXC
$48.4B
$321K 0.01%
8,540
+1,752
+26% +$62.6K
GGG icon
879
Graco
GGG
$13.3B
$320K 0.01%
3,426
-13
-0.4% -$1.15K
WPC icon
880
W.P. Carey
WPC
$16.8B
$319K 0.01%
+5,654
New +$338K
SUSA icon
881
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$318K 0.01%
2,912
+505
+21% +$52.6K
TEL icon
882
TE Connectivity
TEL
$62.1B
$318K 0.01%
2,186
+294
+16% +$41.2K
FUTU icon
883
Futu Holdings
FUTU
$14.3B
$317K 0.01%
5,847
-781
-12% -$40.3K
BOAT icon
884
SonicShares Global Shipping ETF
BOAT
$76.9M
$317K 0.01%
+10,553
New +$328K
XISE icon
885
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$35.8M
$315K 0.01%
10,274
– –
SMOT icon
886
VanEck Morningstar SMID Moat ETF
SMOT
$340M
$315K 0.01%
9,235
-600
-6% -$19.1K
HII icon
887
Huntington Ingalls Industries
HII
$11.8B
$312K 0.01%
1,071
-38
-3% -$10.5K
EQT icon
888
EQT Corp
EQT
$32.3B
$311K 0.01%
8,396
+2,455
+41% +$87.9K
SPYX icon
889
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.73B
$310K 0.01%
7,247
-49
-0.7% -$2K
VIOG icon
890
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$309K 0.01%
2,750
+181
+7% +$19.4K
IYK icon
891
iShares US Consumer Staples ETF
IYK
$1.44B
$309K 0.01%
4,571
+71
+2% +$4.63K
SCHP icon
892
Schwab US TIPS ETF
SCHP
$16.4B
$309K 0.01%
11,842
– –
DOCU
893
DocuSign
DOCU
$10.7B
$307K 0.01%
5,161
-298
-5% -$16.8K
MLM icon
894
Martin Marietta Materials
MLM
$35B
$307K 0.01%
499
+21
+4% +$11.5K
RIOT icon
895
Riot Platforms
RIOT
$8.03B
$306K 0.01%
24,961
+4,775
+24% +$62.2K
DELL icon
896
Dell
DELL
$253B
$304K 0.01%
+2,660
New +$248K
SBAC icon
897
SBA Communications
SBAC
$18.6B
$302K 0.01%
1,396
+291
+26% +$64.7K
PII icon
898
Polaris
PII
$4.07B
$301K 0.01%
3,001
-371
-11% -$34.1K
YJUN icon
899
FT Vest International Equity Buffer ETF June
YJUN
$137M
$300K 0.01%
13,546
– –
FAST icon
900
Fastenal
FAST
$55.2B
$299K 0.01%
7,754
+38
+0.5% +$1.34K
34 35
36
37 38

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.