We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
876
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$249K 0.01%
+5,393
New +$253K
BTI icon
877
British American Tobacco
BTI
$131B
$248K 0.01%
7,895
+1,801
+30% +$59.4K
FLOT icon
878
iShares Floating Rate Bond ETF
FLOT
$10.2B
$248K 0.01%
4,868
+587
+14% +$29.8K
SPEM icon
879
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$247K 0.01%
+7,371
New +$255K
INCY icon
880
Incyte
INCY
$23.7B
$247K 0.01%
4,276
+11
+0.3% +$693
GLW icon
881
Corning
GLW
$123B
$246K 0.01%
8,082
-1,174
-13% -$38.4K
LH icon
882
Labcorp
LH
$24.7B
$245K 0.01%
1,218
-86
-7% -$18.1K
ACM icon
883
Aecom
ACM
$9.12B
$245K 0.01%
2,950
-73
-2% -$6.29K
FAST icon
884
Fastenal
FAST
$54.7B
$244K 0.01%
8,932
+402
+5% +$11.4K
BNY
885
Bank of New York Mellon
BNY
$107B
$244K 0.01%
5,714
+1,193
+26% +$53.1K
TACK icon
886
Fairlead Tactical Sector ETF
TACK
$290M
$244K 0.01%
10,750
-1,000
-9% -$23.6K
BALL icon
887
Ball Corp
BALL
$17.2B
$242K 0.01%
4,858
+406
+9% +$22.2K
CMA
888
DELISTED
Comerica
CMA
$241K 0.01%
+5,795
New +$275K
GJUL icon
889
FT Vest US Equity Moderate Buffer ETF July
GJUL
$389M
$239K 0.01%
+7,974
New +$243K
FLCB icon
890
Franklin US Core Bond ETF
FLCB
$3.02B
$239K 0.01%
11,629
-2,721
-19% -$57.2K
ITA icon
891
iShares US Aerospace & Defense ETF
ITA
$14.4B
$239K 0.01%
2,251
+489
+28% +$55.8K
MUA icon
892
BlackRock MuniAssets Fund
MUA
$529M
$238K 0.01%
26,444
-347
-1% -$3.41K
IGE icon
893
iShares North American Natural Resources ETF
IGE
$735M
$237K 0.01%
5,691
+119
+2% +$4.9K
SMCI icon
894
Super Micro Computer
SMCI
$19.3B
$235K 0.01%
+8,570
New +$239K
LTPZ icon
895
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$693M
$235K 0.01%
4,469
-4,794
-52% -$271K
VMBS icon
896
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$234K 0.01%
+5,335
New +$240K
CMG icon
897
Chipotle Mexican Grill
CMG
$42.6B
$233K 0.01%
+6,350
New +$248K
LDSF icon
898
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$232K 0.01%
12,665
-612
-5% -$11.3K
TEL icon
899
TE Connectivity
TEL
$60.2B
$232K 0.01%
1,879
-20,902
-92% -$2.79M
LRGE icon
900
ClearBridge Large Cap Growth Select ETF
LRGE
$370M
$231K 0.01%
4,456
-50
-1% -$2.71K
34 35
36
37 38

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.