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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASB icon
876
Associated Banc-Corp
ASB
$5.86B
– –
-650
Closed -$12K
EFOR
877
Everforth Inc
EFOR
$953M
– –
-225
Closed -$20K
ASPN icon
878
Aspen Aerogels
ASPN
$364M
– –
-275
Closed -$3K
ASTE icon
879
Astec Industries
ASTE
$1.26B
– –
-180
Closed -$7K
CVSA
880
Covista Inc
CVSA
$4.3B
– –
-1,902
Closed -$68K
ATI icon
881
ATI
ATI
$25.5B
– –
-75
Closed -$2K
ATR icon
882
AptarGroup
ATR
$8.8B
– –
-225
Closed -$23K
ATRC icon
883
AtriCure
ATRC
$2.02B
– –
-194
Closed -$8K
AVA icon
884
Avista
AVA
$3.46B
– –
-200
Closed -$9K
AVB icon
885
AvalonBay Communities
AVB
$27.2B
– –
-7
Closed -$1K
AVTR icon
886
Avantor
AVTR
$8.48B
– –
-269
Closed -$8K
AZEK
887
DELISTED
The AZEK Co
AZEK
– –
-202
Closed -$3K
AZTA icon
888
Azenta
AZTA
$1.33B
– –
-233
Closed -$17K
BALL icon
889
Ball Corp
BALL
$17.8B
– –
-222
Closed -$15K
BALY icon
890
Bally's
BALY
$720M
– –
-491
Closed -$10K
BB icon
891
BlackBerry
BB
$4.74B
– –
-1,791
Closed -$10K
BBVA icon
892
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
– –
-480
Closed -$2K
BBY icon
893
Best Buy
BBY
$18.9B
– –
-7
Closed –
BCC icon
894
Boise Cascade
BCC
$2.83B
– –
-160
Closed -$10K
BCE icon
895
BCE
BCE
$20.3B
– –
-44
Closed -$2K
BEPC icon
896
Brookfield Renewable
BEPC
$5.93B
– –
-350
Closed -$13K
BFAM icon
897
Bright Horizons
BFAM
$4.24B
– –
-795
Closed -$67K
BFH icon
898
Bread Financial
BFH
$4.36B
– –
-322
Closed -$12K
BGR icon
899
BlackRock Energy and Resources Trust
BGR
$406M
– –
-1,000
Closed -$11K
BHC icon
900
Bausch Health
BHC
$1.69B
– –
-100
Closed -$1K
34 35
36
37 38

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.